Compliance Officer – Investment Manager

Attribution Search; England; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading alternative investment firm in the UK is looking for an experienced Compliance Officer to support their global compliance program. The ideal candidate will have over 5 years of financial services regulatory compliance experience, particularly in buyside institutions. Responsibilities include conducting compliance monitoring, updating policies, and advising on regulatory requirements. Strong knowledge of FCA rules is essential, along with excellent communication skills. This role offers an opportunity to contribute to global compliance initiatives.

Qualifications

• 5+ years’ financial services regulatory compliance experience.
• Strong knowledge of FCA rules and regulatory expectations.
• Ability to prepare compliance documentation and reports.

Responsibilities

• Perform compliance monitoring and support remediation.
• Update policies, procedures, and risk assessments.
• Conduct KYC / KYI due diligence to support AML requirements.

Skills

Compliance monitoring

Regulatory advice

KYC / KYI due diligence

Compliance training development

Excellent communication

Education

Bachelor’s degree in a relevant field

Job description

A leading alternative investment and asset management firm is seeking an experienced Compliance Officer to support their global programme.

Responsibilities

• Perform compliance monitoring and support remediation
• Update policies, procedures and risk assessments
• Advise the business on regulatory requirements and compliance matters
• Conduct KYC / KYI due diligence to support AML requirements
• Develop and deliver compliance training
• Maintain organised and up-to-date compliance records
• Conduct conflict-of-interest checks and advise on mitigation
• Review and approve marketing materials
• Contribute to global compliance initiatives and collaborate with international teams

Profile

• Bachelor’s degree in a relevant field
• 5+ years’ financial services regulatory compliance experience, preferably from a buyside institution
• Strong knowledge of FCA rules and regulatory expectations
• Sound judgement, integrity and ability to work independently
• Skilled in preparing compliance documentation and reports
• Excellent communication and relationship-building skills in English