Compliance Manager

MERJE; Scotland; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

Une entreprise nationale de gestion de patrimoine au Royaume-Uni recrute un Compliance Manager. Ce rôle hybride en Écosse exige une expérience de 5 ans dans le secteur IFA/wealth pour garantir la conformité réglementaire et former le personnel aux exigences FCA. Le candidat idéal sera disponible immédiatement pour un contrat de 5 mois avec une rémunération compétitive basée sur un taux journalier.

Qualifications

• Au moins 5 ans d'expérience dans le secteur IFA/wealth.
• Connaissance détaillée des exigences FCA.
• Familiarité avec CF10/11 ou SMF16/17 préférable.

Responsibilities

• Assurer la conformité réglementaire pour un petit nombre de sociétés IFA.
• Mettre en œuvre des contrôles de criminalité financière.
• Former le personnel sur les politiques de conformité.

Skills

Compliance

Financial Crime Controls

FCA Requirements

Job description

Social network you want to login/join with:

Compliance Manager, IFA/Wealth sector (contract role for 5 months)

Circa £550 per day or FTC

Scotland – Hybrid

A Compliance Manager is required for a leading national wealth management business in the UK. The role is based in Scotland with flexible working and the successful candidate will be responsible for regulatory compliance for a small number of IFA firms and with a high level of autonomy. This is a technical role suitable for candidates with at least 5 years of compliance experience within the IFA/wealth sector.

The successful candidate will ensure suitable compliance policies and procedures are in place, oversee the implementation of financial crime controls, and ensure that the firms' activities are appropriately monitored. The role holder will be the contact point for FCA and will be responsible for the delivery of compliance training to staff.

Required knowledge and experience for the Compliance Manager role:

• At least 5 years’ experience of compliance within the IFA/wealth sector
• Previously held CF10/11 or SMF16/17 (preferable)
• Detailed knowledge of FCA requirements relating to Investment Advisers

The ideal candidate will be immediately available and prepared to take on a short term contract for a maximum of 5 months. My client is open to recruiting someone on a day rate or a fixed term contract.

Applicants must be located and eligible to work in the UK without sponsorship.

Please note, should feedback not be received within 28 days, unfortunately your application has been unsuccessful. In applying for this role, you may be registered on our database so we can contact you about suitable opportunities in future. Your data will be managed in accordance with our Privacy Policy, which can be found on our website. If you would like this job advertisement in an alternative format, please contact MERJE directly.