Compliance Manager

Tangible; City Of London; Remote; GBP 60,000 - 80,000; Full time

Job summary

A growing financial technology company is seeking a Compliance Manager to oversee compliance with US and UK regulations. The ideal candidate should have extensive experience in financial services compliance, particularly with AML and KYC processes, and the ability to design optimal workflows. This full-time role allows for remote work in line with CET hours, fostering a proactive and flexible environment.

Qualifications

• 47 years of experience in compliance, legal, or regulatory roles.
• Strong knowledge of FINRA and FCA frameworks.
• Expertise in AML / KYC processes.

Responsibilities

• Lead and refine KYC / AML onboarding processes.
• Coordinate with compliance partners to review and approve documentation.
• Maintain compliance with FINRA and FCA.
• Advise Operations, HR, and Finance on compliance integration.

Skills

AML / KYC processes

Regulatory compliance

Problem-solving skills

Organizational skills

Job description

Tangible is a fast-growing tech-driven platform providing liquidity solutions to LPs and GPs in the private-markets secondaries space. By combining deep sector expertise with modern infrastructure we unlock liquidity across private equity private credit and real assets transforming the industry and enabling investors to move faster and smarter.

We are looking for a Compliance Manager who will be responsible for driving our compliance function - ensuring regulatory alignment developing scalable workflows and advising leadership on best practices. This role covers US (FINRA) and UK (FCA) obligations while also managing requirements through our compliance partners. The ideal candidate is proactive detail-driven and able to work well across teams in a dynamic high-growth environment.

This role is open globally to full-time contractors who can work standard Central European Time (CET) hours.

Tasks

• Lead and refine KYC / AML onboarding processes across US and UK jurisdictions.
• Coordinate with compliance partners to collect review and approve client documentation.
• Keep compliance frameworks fully aligned with FINRA and FCA.
• Review and approve marketing and client-facing materials for compliance.
• Adapt and improve compliance templates and agreements (NDAs fee-sharing agreements HR / SOC 2 documentation).
• Design and implement best-practice workflows to streamline compliance across teams.
• Advise Operations HR and Finance on integrating compliance into broader systems.
• Liaise with external counsel compliance partners banks and regulators as required.

Requirements

• 47 years of experience in compliance legal or regulatory roles within financial services or fintech.
• Strong knowledge of both FINRA and FCA frameworks.
• Expertise in AML / KYC processes with familiarity in private placements or secondary markets.
• Exceptional organizational communication and problem-solving skills with a proactive mindset.
• Proven ability to design and optimize workflows rather than simply follow them.
• Thrives in a fast-moving startup environment - flexible proactive and self-directed.

If you meet the requirements above youre excited to shape the future of private markets and work alongside a brilliant team of engineers ex-bankers and startup superstars wed love to hear from you.

Key Skills

• Abinitio
• Apprentice
• Dermatology
• Cost Estimation
• Data Networking
• Liaison

Employment Type: Full Time

Experience: years

Vacancy: 1