Compliance Analyst

Compliance Professionals; London; On-site; GBP 40,000 - 60,000; Full time

Job summary

A leading derivatives firm in London is seeking a Compliance Analyst to enhance their Compliance Monitoring Programme and support regulatory relationships. The ideal candidate will have experience in financial services and a strong understanding of the regulatory landscape. This role offers the opportunity to contribute to compliance strategy and operational tasks within a dynamic team.

Qualifications

• Experience in compliance monitoring and onboarding.
• Contextual knowledge of regulatory landscape.
• Experience in a generalist role in Financial Services.

Responsibilities

• Implementing and improving the Compliance Monitoring Programme.
• Carrying out new counterparty onboarding.
• Submitting regulatory reports and filings.

Skills

Organisational skills

Written communication

Verbal communication

Team player

Job description

THE COMPANY: Our client is a well regarded derivatives firm. They are looking for a Compliance Analyst to join the London-based team. THE RESPONSIBILITIES:

• Owning the implementation and improving of the Compliance Monitoring Programme.
• Implementing, designing and improving the firm's policies and procedures.
• Carrying out new counterparty onboarding.
• Assisting with maintaining relationships with regulators, exchanges and other third parties.
• Carrying out the submission of regulatory reports and filings.
• Analysing regulatory change and new business initiatives, providing advice as appropriate.
• Monitoring for future regulatory developments.
• Creating and delivering management information reports.
• Provide day-to-day support to front office and back office functions.
• Designing and delivering training.
• Responsible for handling routine operational tasks and providing flexible support to meet the team's evolving needs.

EXPERIENCE REQUIRED:

• Experience in designing, improving and carrying out of monitoring, onboarding and policies and procedures.
• Experience in a generalist role in a Financial Services firm
• Contextual knowledge of the regulatory landscape and existing/future regulations.
• Strong organisational skills.
• Excellent written and verbal communication.
• Responsible, self-sufficient team player.

For further information please contact Natalie Eshelby