AVP, Compliance Control Room & Conflict Management

Compliance Professionals; Greater London; On-site; GBP 55,000 - 75,000; Full time

Job summary

A prestigious banking firm in Greater London is seeking a Compliance Officer to manage Inside Information Disclosure and conflicts of interest. The role involves reviewing Personal Account Dealing requests and contributing to compliance systems improvements. Ideal candidates will have strong knowledge of regulatory frameworks and experience in a Control Room role within an investment bank. Exceptional leadership and communication skills are vital. This position promises a dynamic work environment and the opportunity to engage with key stakeholders.

Qualifications

• Proven experience in a Control Room related role within an investment bank or financial institution.
• Strong knowledge of information barriers and conflict management practices.
• Ability to navigate complex regulatory environments.

Responsibilities

• Managing Inside Information Disclosure and conflicts of interest.
• Reviewing Personal Account Dealing and Outside Business Activities.
• Participating in day-to-day Control Room operations.
• Contributing to updates on compliance procedures.

Skills

Information barriers management

Regulatory knowledge (e.g., FCA)

Leadership skills

Effective communication

Organizational skills

Attention to detail

Interpersonal skills

Job description

A prestigious banking firm in Greater London is seeking a Compliance Officer to manage Inside Information Disclosure and conflicts of interest. The role involves reviewing Personal Account Dealing requests and contributing to compliance systems improvements. Ideal candidates will have strong knowledge of regulatory frameworks and experience in a Control Room role within an investment bank. Exceptional leadership and communication skills are vital. This position promises a dynamic work environment and the opportunity to engage with key stakeholders.