Quality Assurance, Monitoring and Testing Lead Analyst, Vice President

Citigroup Inc.; Mississauga; On-site; CAD 80,000 - 110,000; Full time

Job summary

A leading global financial services company is seeking an experienced professional for control testing within their Markets Governance & Control team. The role involves planning and executing control testing for Markets Trading and Sales, developing team members, and maintaining strong stakeholder relationships. Candidates should have over 5 years of relevant experience and knowledge of Markets business activities. This is a full-time position based in Mississauga.

Qualifications

• 5+ years experience in Front Office controls testing, internal audit, or similar.
• Understanding of Markets business activities and associated regulations.
• Strong understanding of control design assessment and effectiveness testing techniques.

Responsibilities

• Plan, execute and report control testing covering Markets Trading and Sales.
• Supervise and coach junior team members.
• Maintain strong stakeholder relationships across different teams.

Skills

Analytical Thinking

Assurance Strategy

Communication

Controls Assessment

Stakeholder Management

Education

Bachelor / university education preferred

Job description

Overview

Citi Global Markets provides world-class solutions and an unmatched global presence. We serve corporates, institutional investors and governments from trading floors in almost 80 countries. The strength of our underwriting, sales and trading and distribution capabilities span asset classes (Commodities, Equities, Rates, Spread Products) and currencies, providing us with an unmatched ability to meet the needs of our clients.

Markets Governance & Control works with the Markets businesses and functions including Compliance, Operational Risk and Internal Audit, to support identification, evaluation and management of operational and compliance risks in Markets Sales and Trading businesses. The 1st Line of Defence (1LOD) Markets Controls Testing team is part of Markets Governance & Control, and is responsible for execution of a comprehensive, risk-based programme of control testing covering all Markets businesses globally. The primary mission of the 1LOD Markets Controls Testing team is to support Management in its continuous monitoring of its control framework and residual risk profiles, thereby supporting responsible provision of financial services to clients and effective risk management for the firm.

This position reports to the Global Markets Control Testing Programme Head, within the Markets Governance & Control Team. The Global Markets Control Testing Programme Head leads and directs a team of approximately 40 controls testing professionals responsible for supporting the above responsibilities, with breadth and depth on control testing planning and execution.

Key Responsibilities

• Plan, execute and report the results of control testing covering Markets Trading and Sales businesses.
• Execute and report results of control testing.
• Supervise and coach junior team members in execution of control testing.
• Monitor execution of parts of the testing programme to agreed timelines, escalating and resolving obstacles to delivery.
• Maintain high standards and best practice for execution of testing activities.
• Provide challenge to stakeholders on the design and effectiveness of controls.
• Support stakeholders in determining necessary control remediation identified through the testing programme.
• Maintain strong stakeholder relationships across Front Office, Markets Conduct Risk, Compliance and Operational Risk.
• Present impactful summary outputs from the testing programme to stakeholders.
• Provide Markets controls subject matter expertise to stakeholders across all three lines of defence.

Knowledge, Experience & Skills

• 5+ years experience in Front Office controls testing, internal audit, external audit, independent control reviews, or similar disciplines.
• Understanding of Markets business activities and associated regulations.
• Knowledge of Markets Operational and Compliance risks, and related controls, associated with trading and sales activities.
• Strong understanding of control design assessment and effectiveness testing techniques and practices.
• Experience of coaching and developing team members.
• Experience of overseeing a team to deliver rigor and attention to detail in execution.
• Experience of developing and maintaining effective senior stakeholder relationships.
• Track record of providing constructive, effective challenge to Senior Stakeholders on risk management matters.

Education

• Bachelor / university education preferred, but appropriate industry experience & exceptional delivery track record is as important.

Job Family Group: Controls Governance & Oversight

Job Family: Quality Assurance, Monitoring & Testing

Time Type: Full Time

Most Relevant Skills

Analytical Thinking, Assurance Strategy, Communication, Constructive Debate, Controls Assessment, Controls Lifecycle, Policy and Procedure, Risk Remediation, Stakeholder Management.

Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

Citi is an equal opportunity employer, and qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other characteristic protected by law. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity, review Accessibility at Citi. View Citi’s EEO Policy Statement and the Know Your Rights poster.