Director, Fixed Income Advisory & Compliance – Canada

Scotiabank; Toronto; On-site; CAD 120,000 - 150,000; Full time

Job summary

A major financial institution in Toronto is seeking a Director for Advisory Compliance, focusing on fixed income sales and trading. This role involves leading a high-performing team, ensuring compliance with regulatory guidelines, and supporting business initiatives. Candidates should possess a university degree, at least 5 years of relevant experience, and a strong understanding of OSC and CIRO regulations. The organization offers competitive pay and values diversity in the workplace.

Benefits

Comprehensive benefits plan

Competitive compensation

Development conversations for advancement

Qualifications

• 5 years of relevant experience in a large financial institution or regulatory agency.
• Excellent understanding of OSC and CIRO trading rules.
• Strong analytical and investigative skills.

Responsibilities

• Lead a customer-focused culture within the Advisory team.
• Serve as primary compliance advisor for fixed income sales and trading.
• Oversee compliance policies and training related to fixed income markets.

Skills

Leadership

Analytical Skills

Communication Skills

Judgment

Time Management

Education

University/Post secondary degree

Job description

A major financial institution in Toronto is seeking a Director for Advisory Compliance, focusing on fixed income sales and trading. This role involves leading a high-performing team, ensuring compliance with regulatory guidelines, and supporting business initiatives. Candidates should possess a university degree, at least 5 years of relevant experience, and a strong understanding of OSC and CIRO regulations. The organization offers competitive pay and values diversity in the workplace.