Compliance Analyst - Canada Wide

Newton; Toronto; On-site; CAD 60,000 - 80,000; Full time

Job summary

A financial technology company in Toronto seeks a Compliance Analyst to enhance compliance culture. The role involves monitoring laws, conducting reviews, and guiding departments on regulations. Candidates should have a relevant degree and strong analytical skills. This position fosters an inclusive work environment and supports regulatory adherence.

Qualifications

• Knowledge of financial regulations and industry best practices.
• Ability to work effectively both independently and as part of a team.

Responsibilities

• Assist in monitoring compliance with laws and internal policies.
• Conduct reviews to identify compliance issues.
• Research and analyze regulatory requirements.

Skills

Analytical skills

Problem-solving skills

Attention to detail

Communication skills

Interpersonal skills

Education

Bachelor's degree in finance, business, law or related field

Tools

Abinitio

Job description

Overview

Say hello to Newton! Were changing how Canadians trade crypto. Our goal to make financial freedom something everyone can achieve. We give our customers the tools and knowledge they need to navigate the crypto world.

At Newton youll work with a remote team spread across Canada but youll never feel distant. Ready to be part of something meaningful? Join a team thats all about pushing boundaries and getting things done.

We celebrate our inclusive work environment and welcome members of all backgrounds and perspectives to apply. We are committed to providing reasonable accommodations and will work with you to meet your needs. If you are a person with a disability and require assistance during the application process please dont hesitate to reach out!

Role Overview

We are searching for a Compliance Analyst, a crucial role in promoting and maintaining a strong compliance culture within the company. You will work closely with senior compliance officers to monitor and assess risks, implement controls and provide guidance to various departments on regulatory matters. Your focus will be to assist and support the compliance team in ensuring that the organization operates within the legal and regulatory frameworks.

Responsibilities

• Assist in monitoring the companys compliance with relevant laws regulations and internal policies
• Conduct periodic reviews and assessments to identify compliance issues and risks
• Stay updated on new and existing regulations, industry best practices and emerging compliance trends
• Conduct research and analysis on regulatory requirements to ensure the companys adherence
• Assist in promoting a strong compliance culture by raising awareness of compliance obligations
• Provide guidance to employees on compliance-related issues and inquiries
• Maintain accurate and organized compliance records including policies, procedures and reports
• Assist in the development and implementation of compliance-related documentation
• Ensure documentation is up-to-date, accessible and in line with regulatory requirements
• Assist in conducting internal and external audits as well as control reviews to evaluate effectiveness
• Participate in the design and implementation of compliance risk management strategies
• Support the investigation and resolution of compliance-related incidents or breaches
• Assist in developing corrective action plans and monitoring their implementation
• Maintain incident tracking logs and provide reports on the status of investigation

Who you are

• Bachelors degree in finance, business, law or a related field
• You possess knowledge of financial regulations and industry best practices
• You have strong analytical and problem-solving skills
• Excellent attention to detail and organizational abilities
• Impeccable communication skills and interpersonal skills
• Ability to work effectively both independently and as part of a team

Experience & Skills

• Key Skills: Abinitio, Apprentice, Dermatology, Cost Estimation, Data Networking, Liaison

Employment Details

• Employment Type: Full Time
• Department / Functional Area: Compliance
• Experience: years
• Vacancy: 1