Assistant Manager Regulatory Compliance & Assurance (UAEN)

Aventus; Sharjah; On-site; AED 120,000 - 200,000; Full time

Job summary

A regional bank in the UAE is seeking an Assistant Manager for Regulatory Compliance & Assurance. This role involves supporting the rollout of compliance programs, executing regulatory checks, and maintaining thorough documentation. Candidates should have a Bachelor's degree and at least three years of experience in compliance or internal audit within a banking environment. The position requires strong communication skills and an understanding of local regulations.

Qualifications

• Minimum of 3 years’ experience in Compliance or Internal Audit within a banking environment.
• In-depth understanding of local regulatory requirements and compliance procedures.

Responsibilities

• Support the rollout of the Compliance Regulatory Monitoring Program.
• Execute spot checks on regulations and processes for adherence.
• Track non-compliance issues and ensure timely closure.

Skills

Understanding of local regulatory requirements

Ability to build effective working relationships

Education

Bachelor’s degree in a relevant area

Job description

Overview

Title: Assistant Manager, Regulatory Compliance & Assurance (UAE National)

Location: UAE

Our client, a bank in UAE is seeking an Assistant Manager, Regulatory Compliance & Assurance to join their team.

Responsibilities

• Support the rollout of the Bank-wide Compliance Regulatory Monitoring Program, including conducting reviews and preparing reports for Senior Management.
• Execute spot checks on regulations and processes to ensure adherence to regulatory requirements.
• Assist in the preparation and formalization of memos and reports for regulatory compliance reviews, testing, and monitoring exercises.
• Track non-compliance issues and follow up to ensure timely closure by relevant stakeholders within agreed timelines.
• Provide proactive support to other members of the Regulatory Compliance & Assurance team.

Qualifications

• Bachelor’s degree in a relevant area of study.
• Minimum of 3 years’ experience in Compliance or Internal Audit within a banking environment.
• In-depth understanding of local regulatory requirements and compliance procedures.
• Proven ability to build effective working relationships and collaborate across teams.