Compliance Manager

Capital Edge Recruitment; Cape Town; On-site; ZAR 600 000 - 800 000; Full time

Job summary

A leading recruitment agency is looking for an experienced Compliance Manager in Cape Town. The role involves ensuring adherence to regulatory standards and maintaining a robust compliance culture within the organization. The ideal candidate should have over 8 years of compliance experience, particularly in asset management, complemented by deep regulatory knowledge. Responsibilities include developing compliance frameworks, managing compliance risks, and engaging with stakeholders and regulators. This is an excellent opportunity for compliance professionals seeking to make a significant impact.

Qualifications

• 8+ years’ compliance experience, preferably within asset management or financial services.
• In-depth knowledge of the South African regulatory environment.
• FSCA-approved Compliance Officer (FAIS and relevant exchanges).

Responsibilities

• Embed and maintain a strong compliance culture across the organisation.
• Develop and manage compliance risk management and monitoring plans.
• Investigate compliance breaches and oversee resolution.
• Prepare and present compliance reports.

Skills

Regulatory knowledge

Fiduciary setting experience

Compliance risk management

Stakeholder engagement

Education

Relevant degree (BCom, LLB, CA(SA), or equivalent)

Postgraduate qualification in Compliance, Risk, Law, or Investments

Job description

Compliance Manager position available in Cape Town.

An opportunity is available for an experienced Compliance Manager within an established asset management environment.

This role is suited to a senior compliance professional with strong regulatory knowledge and experience operating in a fiduciary setting.

The purpose of the role is to support the development, implementation, and monitoring of a comprehensive compliance framework across the business. The role contributes to promoting ethical conduct, fiduciary responsibility, and regulatory adherence in line with local and international best practice.

Key Responsibilities:

• Embed and maintain a strong compliance culture across the organisation
• Develop, implement, and manage compliance risk management and monitoring plans
• Ensure adherence to applicable legislation and deliver compliance training where required
• Maintain up-to-date knowledge of legislation impacting institutional asset management, including POPIA, FAIS, FICA, CISCA, Regulation 28, Pension Funds Act, and the Medical Schemes Act
• Investigate compliance breaches and oversee resolution
• Prepare and present compliance reports, including Board and regulatory reports
• Maintain regulatory registers and compliance documentation
• Draft, review, and implement compliance policies and procedures
• Provide compliance advisory support to the business
• Act as the compliance lead on internal projects
• Engage with clients through presentations and due diligences
• Liaise with external compliance service providers and industry partners

Requirements:

• 8+ years’ compliance experience, preferably within asset management or financial services
• In-depth knowledge of the South African regulatory environment; international exposure advantageous
• Experience engaging with regulators, auditors, and senior stakeholders
• Relevant degree (BCom, LLB, CA(SA), or equivalent)
• Postgraduate qualification in Compliance, Risk, Law, or Investments preferred
• FSCA-approved Compliance Officer (FAIS and relevant exchanges)
• CFA Charterholder or candidate advantageous
• Knowledge of the Financial Markets Act (inside trading) and experience with the Charles River system advantageous