Wealth Compliance Strategist: KYC/AML & Onboarding

GUOTAI JUNAN INTERNATIONAL SECURITIES (SINGAPORE) PTE. LIMITED; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

A global financial services firm in Singapore is seeking a compliance professional with over 5 years of KYC/AML experience, preferably in private banking or wealth management. The role involves client due diligence, regulatory compliance, and coordinating with various stakeholders. Strong knowledge of MAS regulations is required, along with excellent communication skills. This position is pivotal in ensuring adherence to regulatory standards and improving the governance framework.

Qualifications

• Minimum 5+ years experience in KYC/AML/compliance, preferably in private banking or wealth management.
• Solid understanding of MAS AML/CFT regulations and customer due diligence standards.
• Ability to work independently while coordinating across multiple functions.

Responsibilities

• Perform first-line review of client onboarding files.
• Conduct periodic reviews and trigger-event reviews.
• Serve as primary compliance liaison for the Wealth Management front office.

Skills

KYC/AML compliance knowledge

Stakeholder management

Attention to detail

Proactive communication

Education

Bachelor’s degree in Finance, Law, Business, or related field

Job description

A global financial services firm in Singapore is seeking a compliance professional with over 5 years of KYC/AML experience, preferably in private banking or wealth management. The role involves client due diligence, regulatory compliance, and coordinating with various stakeholders. Strong knowledge of MAS regulations is required, along with excellent communication skills. This position is pivotal in ensuring adherence to regulatory standards and improving the governance framework.