Regulatory Compliance, Senior Manager

CAMBRIDGE ADVISERS PTE. LTD.; Singapore; On-site; SGD 100,000 - 150,000; Full time

Job summary

A leading regulatory compliance advisory firm in Singapore is seeking a Senior Manager for Regulatory Compliance. The role involves managing client compliance portfolios, developing regulatory policies, and ensuring adherence to MAS regulations. The ideal candidate should have at least 8 years of experience in financial services compliance, strong knowledge of MAS regulations, and excellent analytical skills. Competitive remuneration and career progression opportunities are offered.

Benefits

Competitive remuneration

Career progression opportunities

Exposure to diverse portfolio of financial institutions

Qualifications

• Minimum of 8 years’ experience in financial services regulatory compliance role or with the MAS.
• Strong knowledge of MAS regulations, including the Securities and Futures Act.
• Experience in preparing regulatory reports and liaising with financial regulators.

Responsibilities

• Manage a portfolio of clients to ensure compliance with MAS regulations.
• Develop and maintain compliance policies and frameworks.
• Conduct compliance monitoring and internal audits.

Skills

Regulatory compliance

Risk management

Regulatory reporting

Client management

Analytical skills

Communication skills

Education

Bachelor’s degree in Finance, Banking, Business, Law, or a related field

Tools

MAS Regulatory Framework

Job description

Company Overview:

Cambridge Advisers is a leading regulatory compliance advisory firm headquartered in Singapore, with operations in Malaysia and China. We specialize in providing regulatory compliance, fund administration, and corporate services to financial institutions and multinational corporations. Our team is committed to assisting clients in navigating complex regulatory frameworks and ensuring compliance with evolving financial regulations.

Job Overview:

We are seeking a Regulatory Compliance, Senior Manager to support our clients in meeting their regulatory obligations. The ideal candidate will have a strong background in compliance, regulatory reporting, and risk management, particularly in relation to MAS-regulated financial institutions and capital market intermediaries.

Key Responsibilities:

• Manage a portfolio of clients, ensuring compliance with MAS regulations and other relevant regulatory frameworks.
• Develop, implement, and maintain compliance policies, procedures, and frameworks for clients.
• Conduct compliance monitoring and internal audits to assess adherence to regulatory requirements.
• Prepare and review regulatory reports and filings, including MAS returns.
• Provide advisory services on regulatory developments and their impact on financial institutions.
• Support clients in licensing applications, regulatory submissions, and interactions with regulatory authorities.
• Assist in the review of customer due diligence (CDD) processes, anti-money laundering (AML) compliance, and risk assessments.
• Conduct compliance training sessions for clients to enhance awareness of regulatory requirements.
• Monitor and interpret changes in regulatory guidelines, ensuring timely implementation of necessary compliance adjustments.

Required Qualifications & Skills:

• Minimum of 8 years’ experience in a financial services regulatory compliance role or with the MAS. Experiences relating to the fund management industry will be preferred
• Strong knowledge of MAS regulations, including the Securities and Futures Act, Financial Advisers Act, and applicable MAS Notices and Guidelines.
• Familiarity with AML/CFT regulations and customer due diligence processes.
• Experience in preparing regulatory reports and liaising with financial regulators.
• Ability to work independently and manage multiple client portfolios effectively.
• Strong analytical, problem-solving, and communication skills.
• Bachelor’s degree in Finance, Banking, Business, Law, or a related field.
• Professional certifications such as ICA, ACAMS, or equivalent will be an advantage.
• Proficiency in English is required

Why Join Us?

• Be part of a growing and dynamic regulatory advisory firm.
• Gain exposure to a diverse portfolio of financial institutions and multinational corporations.
• Opportunity to work alongside industry experts in compliance and risk management.
• Competitive remuneration and career progression opportunities.

If you are a detail-oriented and proactive compliance professional looking to advance your career in regulatory advisory, we encourage you to apply and join our team at Cambridge Advisers.