NEW! Investments Compliance Senior Associate - Asset Management (12 months contract)

AMBITION GROUP SINGAPORE PTE. LTD.; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A recruitment agency in Singapore is seeking candidates for a compliance role involving the performance of pre- and post-trade compliance checks, monitoring risk parameters, and delivering compliance-related reporting. The ideal applicant will investigate compliance breaches, collaborate with teams, and enhance compliance processes. Interested individuals should send their resumes to the designated contact.

Responsibilities

• Perform pre- and post-trade compliance checks against guidelines.
• Calculate and monitor risk parameters for compliance.
• Research compliance breaches and resolve issues.
• Partner with compliance teams on escalated matters.
• Prepare compliance-related client reporting.
• Respond to investment guideline inquiries.
• Support regional and global compliance initiatives.
• Improve compliance rule efficiency with technology.
• Assist with user acceptance testing for compliance projects.

Job description

• Perform pre- and post-trade compliance checks by reviewing transactions and portfolio holdings against regulatory, client, and internal investment guidelines.

• Calculate and monitor risk parameters to ensure full compliance across funds and separate accounts.

• Research potential compliance breaches and collaborate with portfolio and account teams to resolve outstanding issues in a timely manner.

• Partner with regional and global compliance teams to elevate escalated compliance matters.

• Prepare and deliver compliance-related and client reporting to support account management and stakeholder needs.

• Respond to investment guideline inquiries from the trade floor and other internal or external stakeholders.

• Support regional and global compliance initiatives, including process optimization and control enhancements.

• Collaborate with automation and technology teams to improve the efficiency and accuracy of compliance rules.

• Assist with user acceptance testing for regional and global compliance projects and system enhancements.

Interested applicants please send your resume in MS Word format and attention it to Rachel Yeo (R22104385).

Shortlisted candidates will be notified

Data provided is for recruitment purposes only

www.ambition.com.sg

EA Registration Number: R22104385

Business Registration Number: 200611680D. License Number: 10C5117