Job Search and Career Advice Platform

Enable job alerts via email!

*NEW* 6 Months contract Compliance Manager- Asset Management

AMBITION GROUP SINGAPORE PTE. LTD.

Singapore

On-site

SGD 70,000 - 90,000

Full time

Today
Be an early applicant

Generate a tailored resume in minutes

Land an interview and earn more. Learn more

Job summary

A leading recruitment firm in Singapore is seeking a Compliance Officer to ensure adherence to MAS licensing obligations and local compliance policies. The role involves providing practical compliance guidance, preparing compliance reports, and managing compliance breaches. Candidates must have at least 5 years of experience in compliance within asset management or investment firms and be comfortable engaging with various stakeholders. Attention to detail and strong problem-solving skills are essential for success in this role.

Qualifications

  • Minimum 5 years in compliance within asset management or investment firms.
  • Familiar with fund management processes and financial crime prevention.
  • Strong understanding of risk management and compliance standards.

Responsibilities

  • Maintain MAS licensing obligations and ensure compliance.
  • Provide compliance advice to business leaders.
  • Prepare board materials and compliance reports.

Skills

Compliance expertise
Problem-solving
Communication skills
Attention to detail
Job description
Key Responsibilities
  • Maintain MAS licensing obligations and ensure local compliance policies align with global standards.
  • Provide clear, practical compliance advice to business leaders on regulatory changes and day-to-day queries.
  • Engage with business teams to monitor new initiatives and address compliance needs promptly.
  • Prepare essential board/committee materials and monthly compliance reports for Global Compliance.
  • Execute monitoring plans and review marketing/distribution activities for compliance.
  • Manage compliance breaches and support remediation efforts.
  • Deliver compliance training for new joiners and refreshers for existing staff.
  • Other ad hoc duties as assigned
Key Qualifications
  • 5 years in compliance within asset management or investment firms.
  • Familiarity with fund management processes (investment, trade compliance, sales & marketing) and financial crime prevention (AML, ABC, fraud, sanctions).
  • Understanding of risk management, internal controls, and compliance standards.
  • Ability to simplify complex compliance concepts for non-specialists.
  • Strong attention to detail, problem-solving, and ability to work independently.
  • Comfortable working with different teams and stakeholders.
  • Quick learner who can manage priorities effectively in a short-term role.

Interested applicants please send your resume in MS Words format and attention it to Tan Joanna (R1104661)

Short listed candidates will be notified

www.ambition.com.sg

EA Registration Number: R1104661

Data provided is for recruitment purposes only

Business Registration Number: 200611680D. Licence Number: 10C5117

Get your free, confidential resume review.
or drag and drop a PDF, DOC, DOCX, ODT, or PAGES file up to 5MB.