Head of Legal & Compliance (Investment Industry)

ALLIED SEARCH PTE. LTD.; Singapore; On-site; SGD 125,000 - 150,000; Full time

Job summary

A recruitment agency in Singapore is seeking a Head of Legal & Compliance, responsible for overseeing legal operations and ensuring regulatory compliance. Ideal candidates will hold a Bachelor’s Degree in Law and have 8–10 years of experience in financial services. You will manage the Legal and Compliance team, oversee documentation for investment products, and provide strategic legal advice to senior management. Competitive benefits are offered, with an accessible location.

Benefits

Good overall benefits

Accessible location

Qualifications

• 8–10 years of experience in legal, compliance, or regulatory roles in the financial services sector.
• Proficiency in fund structuring, wealth planning, and investor compliance in Singapore.

Responsibilities

• Manage and lead day-to-day operations of the Legal and Compliance team.
• Provide comprehensive legal and compliance support across the organization.
• Oversee and manage all documentation related to the setup and launch of investment products.
• Draft and review transaction agreements related to asset management and broader business activities.
• Conduct legal and regulatory research across jurisdictions.

Skills

Legal expertise in financial services

Regulatory compliance knowledge

Strong negotiation skills

Legal research ability

Education

Bachelor’s Degree in Law

Job description

• Good career opportunity

• Accessible location

• Good overall benefits

As a Head of Legal & Compliance (Investment Industry), you will be responsible for the following duties:

• Manage and lead day-to-day operations of the Legal and Compliance team.
• Provide comprehensive legal and compliance support across the organization.
• Oversee and manage all documentation related to the setup and launch of investment products.
• Draft and review transaction agreements related to asset management and broader business activities.
• Conduct legal and regulatory research across jurisdictions, advising on implications for investment structures, products, and client segments.
• Lead the structuring, formation, and negotiation of tailored investment vehicles for UHNW and institutional clients.
• Ensure adherence to regulatory requirements and manage ongoing compliance matters.
• Deliver strategic legal advice to senior management, offering solutions that align with both regulatory obligations and business objectives.

Requirements:

• Minimum Bachelor’s Degree in Law
• Possess 8–10 years of experience in legal, compliance, or regulatory roles in the financial services sector.
• Well-versed in legal aspects of fund structuring, wealth planning, and investor compliance in Singapore.

To apply, simply click on the “apply” button in the job advertisement or alternatively, you can send in your resume via email.

Email Address: [e-mail]

ALLIED SEARCH PTE. LTD.

EA LICENSE : 19C9777