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Advice Quality Manager
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Advice Quality Manager
Job summary
A leading wealth management firm is seeking an experienced Advice Quality Manager to enhance advice quality and develop adviser capability. This role involves reviewing advice, providing feedback, and collaborating with advisers for professional development. Candidates should have a Level 4 Diploma in Financial Planning and relevant supervisory experience in a regulated environment. The position is home-based with a salary of approximately £45,000 plus benefits.
Benefits
Qualifications
- Minimum Level 4 Diploma in Financial Planning (or equivalent).
- Experience supervising, reviewing, or developing advisers in a regulated environment.
- Experience conducting file reviews and delivering balanced, developmental feedback.
Responsibilities
- Reviewing advice and client files to assess quality, suitability, and risk.
- Providing constructive feedback and coaching to support adviser development.
- Collaborating with compliance, leadership, and learning teams on improvement initiatives.
- Design and deliver training sessions with Advisers.
- Support adviser onboarding and ongoing competence assessment.
- Act as a trusted point of contact for technical and regulatory queries.
- Contribute to the continuous improvement of supervision and development processes.
- Produce insight and management information to inform decision-making.
- Collaborate with compliance, leadership, and learning teams on improvement initiatives.
Skills
Education
📍 Home Based
💰 c.£45,000+ Benefits
Our client is a leading wealth management firm who are seeking an experienced professional to play a key role in raising advice quality, developing adviser capability, and supporting strong customer outcomes within a regulated financial services environment.
You will work closely with advisers and internal stakeholders to embed high standards of advice, promote professional development, and support a positive conduct culture.
- Reviewing advice and client files to assess quality, suitability, and risk
- Providing constructive feedback and coaching to support adviser development
- Identifying themes, risks, and development needs across the adviser population
- Designing and delivering training sessions with Advisers
- Supporting adviser onboarding and ongoing competence assessment
- Acting as a trusted point of contact for technical and regulatory queries
- Contributing to the continuous improvement of supervision and development processes
- Producing insight and management information to inform decision-making
- Collaborating with compliance, leadership, and learning teams on improvement initiatives
- Minimum Level 4 Diploma in Financial Planning (or equivalent)
- Experience supervising, reviewing, or developing advisers in a regulated environment
- Experience conducting file reviews and delivering balanced, developmental feedback
Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.
Clayton Davies is acting as an employment agency on behalf of our client.
* The salary benchmark is based on the target salaries of market leaders in their relevant sectors. It is intended to serve as a guide to help Premium Members assess open positions and to help in salary negotiations. The salary benchmark is not provided directly by the company, which could be significantly higher or lower.