Senior Regulatory Advisory Lead

FNZ; Ipswich; On-site; GBP 50,000 - 70,000; Full time

Job summary

A global wealth management platform is seeking a professional to provide compliance consultancy regarding FCA and PRA regulations. The role involves building client relationships, promoting compliance culture, and ensuring adherence to regulatory requirements. Ideal candidates should have significant regulatory experience and strong communication skills. The position focuses on assisting clients' compliance needs and regulatory frameworks, ensuring a supportive environment for both staff and clients in navigating complex regulations.

Qualifications

• Significant previous experience in a regulatory role.
• Detailed knowledge of the FCA Handbook.
• Good knowledge of appropriate European Directives.
• Experience in both front and back office investment operations.

Responsibilities

• Promote compliance culture within the Company.
• Provide in-depth advice on FCA and HMRC regulations.
• Assist in carrying out the Compliance Monitoring Plan.
• Build relationships with clients’ 2LOD functions.

Skills

Regulatory knowledge

Communication skills

Relationship management

Analytical skills

Problem-solving skills

Education

Professional or industry qualification

Job description

A global wealth management platform is seeking a professional to provide compliance consultancy regarding FCA and PRA regulations. The role involves building client relationships, promoting compliance culture, and ensuring adherence to regulatory requirements. Ideal candidates should have significant regulatory experience and strong communication skills. The position focuses on assisting clients' compliance needs and regulatory frameworks, ensuring a supportive environment for both staff and clients in navigating complex regulations.