Senior Regulatory Advisory Lead

FNZ; Birmingham; On-site; GBP 45,000 - 65,000; Full time

Job summary

A leading wealth management firm is seeking a Regulatory Compliance Consultant in Birmingham. The role involves providing compliance consultancy regarding FCA/PRA requirements and advising on business propositions. The ideal candidate will have significant experience in a regulatory role, a deep understanding of relevant regulations, and excellent communication skills to build and maintain relationships. A proactive and analytical approach is essential for success in this position.

Qualifications

• Significant previous experience in a regulatory role supporting client propositions.
• Detailed knowledge of the FCA Handbook and HMRC requirements.
• Good knowledge of appropriate European Directives.

Responsibilities

• Promote compliance culture within the company.
• Provide regulatory advice on business propositions.
• Build relationships with clients’ 2LOD teams.

Skills

Communication skills

Analytical skills

Relationship management

Problem-solving

Flexibility to change

Education

Professional or industry qualification

Job description

A leading wealth management firm is seeking a Regulatory Compliance Consultant in Birmingham. The role involves providing compliance consultancy regarding FCA/PRA requirements and advising on business propositions. The ideal candidate will have significant experience in a regulatory role, a deep understanding of relevant regulations, and excellent communication skills to build and maintain relationships. A proactive and analytical approach is essential for success in this position.