Senior Compliance Manager – Asset Management Regulatory

Waystone Governance Ltd.; Leeds; On-site; GBP 80,000 - 100,000; Full time

Job summary

A prominent financial compliance firm in the UK is seeking an experienced Senior Compliance Manager to lead the Compliance Advisory & Policy team. This role requires over 10 years of experience in asset management compliance and expertise in managing regulatory matters. The successful candidate will ensure the team's effectiveness, advise on compliance policies, and implement training programs. A strong sense of ethics, communication skills, and integrity are essential as the role involves significant interaction with the business and regulatory bodies.

Qualifications

• Educated to degree level (or equivalent).
• At least 10 years' experience in asset management / investment funds compliance.
• Experience of managing a team.

Responsibilities

• Manage the Compliance Advisory & Policy team.
• Monitor, analyze and provide advice on regulatory changes.
• Ensure compliance organizational practices are effective.
• Manage day-to-day activities of the compliance team.
• Communicate regulatory developments to the business.
• Provide ongoing compliance training and support.

Skills

Integrity and ethics

Communication

Attention to detail

Results focused

Commercial awareness

Customer service

Team management

Team working

Technical awareness

Education

Degree level or equivalent

Post graduate qualifications in FCA regulated business

Job description

A prominent financial compliance firm in the UK is seeking an experienced Senior Compliance Manager to lead the Compliance Advisory & Policy team. This role requires over 10 years of experience in asset management compliance and expertise in managing regulatory matters. The successful candidate will ensure the team's effectiveness, advise on compliance policies, and implement training programs. A strong sense of ethics, communication skills, and integrity are essential as the role involves significant interaction with the business and regulatory bodies.