Senior Compliance Contractor (Advisory)

Broadgate; England; On-site; GBP 80,000 - 100,000; Part time

Job summary

A leading wealth management firm in the UK seeks an experienced Compliance Advisory Specialist for a contract opportunity. You'll provide expert advice to senior stakeholders, shape core compliance policies, and lead oversight of regulatory risk, including areas like Consumer Duty and COBS. This role encompasses driving compliance culture and supporting governance forums. Ideal candidates will have a strong background in compliance advisory roles, especially within financial services.

Qualifications

• Experience in compliance advisory roles within financial services.
• Strong knowledge of regulatory frameworks such as Consumer Duty and COBS.
• Ability to provide expert advice to senior stakeholders.

Responsibilities

• Lead compliance advisory activities.
• Oversee regulatory risk and business decision-making.
• Support Board / ExCo-level reporting.
• Drive policy development and best practice.

Job description

Compliance Advisory Specialist – Contract Opportunity

We are actively partnering with a leading wealth management business seeking an experienced Compliance Advisory Specialist to support on key regulatory matters.

You will provide expert advice to senior stakeholders, shape core compliance policies, and lead oversight of regulatory and conduct risk—covering areas such as Consumer Duty and COBS. This role will also influence governance forums, support complex change initiatives, and drive a strong compliance culture across the business :

• Lead compliance advisory activities
• Oversee regulatory risk and business decision-making
• Support Board / ExCo-level reporting
• Drive policy development and best practice