Head of Compliance SMF16 / 17

Meraki Talent Ltd; Greater London; On-site; GBP 85,000 - 110,000; Full time

Job summary

A leading global brokerage in London is looking for an experienced Head of Compliance to lead its compliance function and ensure adherence to FCA regulations. The successful candidate will report to the board and play a crucial role in shaping compliance policies and procedures. This senior position requires strong leadership skills, a deep understanding of UK financial services regulations, and the ability to influence strategic decisions in a dynamic environment. Competitive compensation is provided.

Benefits

Competitive compensation package

Supportive leadership team

Influence compliance strategy

Qualifications

• Proven experience as a Head of Compliance or senior compliance professional in an FCA-regulated financial services firm.
• Demonstrated knowledge of UK financial services regulations, particularly FCA rules and guidance.
• Ability to operate at a strategic level while ensuring operational compliance.

Responsibilities

• Act as the SMF16 / 17 Senior Manager Function for the FCA-regulated entity.
• Oversee the design, implementation, and monitoring of compliance policies and procedures.
• Ensure the firm adheres to all regulatory obligations and reporting requirements.
• Provide guidance and support to senior management and business teams on compliance matters.
• Manage regulatory relationships and act as primary contact with the FCA.

Skills

Leadership

Team management

Regulatory knowledge

Stakeholder management

Strategic thinking

Job description

Meraki Talent is partnering with a leading global brokerage to hire an experienced and dynamic Head of Compliance (SMF16 / 17) for their FCA-regulated entity in London. This is a unique opportunity to lead compliance for a growing, high-profile brokerage operating across multiple regions.

About the Role

As Head of Compliance, you will be responsible for ensuring that the firm operates in line with all FCA regulatory requirements. You will report directly to the board and senior leadership, taking ownership of the compliance function and shaping policies and procedures across the business. This is a senior role with the ability to influence strategic decisions in a fast-paced, global environment.

Key Responsibilities

• Act as the SMF16 / 17 Senior Manager Function for the FCA-regulated entity
• Oversee the design, implementation, and monitoring of compliance policies and procedures
• Ensure the firm adheres to all regulatory obligations and reporting requirements
• Provide guidance and support to senior management and business teams on compliance matters
• Manage regulatory relationships and act as primary contact with the FCA
• Lead, mentor, and develop a high-performing compliance team

Requirements

• Proven experience as a Head of Compliance or senior compliance professional in an FCA-regulated financial services firm
• Demonstrated knowledge of UK financial services regulations, particularly FCA rules and guidance
• Strong leadership and team management skills
• Ability to operate at a strategic level while ensuring operational complianceExcellent communication and stakeholder management skills

Why Join

• Be part of a global brokerage with a growing presence in multiple regions
• Influence compliance strategy at a senior level
• Work within a supportive, high-performing leadership team
• Competitive compensation package