Head of Compliance — FCA Regulation Leader (Remote, UK)

Career Assist; Remote; GBP 60,000 - 70,000; Full time

Job summary

A growing FCA-regulated brokerage in the UK is seeking a Head of Compliance to take ownership of the compliance framework. This remote position requires extensive experience in compliance leadership within the financial services sector. The ideal candidate will possess a strong understanding of FCA regulations and have excellent communication skills. The role offers a competitive salary range of £60,000 - £70,000 and provides autonomy in shaping the compliance strategy within a supportive company culture.

Qualifications

• Proven experience in a compliance leadership role (e.g., Compliance Manager, Deputy Head of Compliance).
• Experience within a brokerage or financial services environment.
• Strong understanding of compliance frameworks.

Responsibilities

• Oversee and maintain the firm's compliance framework in line with FCA regulations.
• Act as the primary contact for all regulatory matters.
• Advise senior management on compliance obligations and regulatory risks.
• Conduct internal reviews and compliance monitoring activities.
• Provide training to foster a culture of compliance.

Skills

Understanding of FCA rules and regulations

Excellent communication skills

Ability to influence senior management

Comfortable working independently

Job description

A growing FCA-regulated brokerage in the UK is seeking a Head of Compliance to take ownership of the compliance framework. This remote position requires extensive experience in compliance leadership within the financial services sector. The ideal candidate will possess a strong understanding of FCA regulations and have excellent communication skills. The role offers a competitive salary range of £60,000 - £70,000 and provides autonomy in shaping the compliance strategy within a supportive company culture.