Group Compliance Manager - Lloyds of London Broker

Michael Page (UK); Greater London; On-site; GBP 80,000 - 100,000; Full time

Job summary

A leading compliance broker in Greater London seeks a Group Compliance Manager to lead compliance responsibilities across the group. The candidate will advise on compliance matters, support external consultancy, and develop the Annual Compliance Plan. Ideal candidates should have financial services compliance experience, strong knowledge of FCA regulations, and proven ability to manage compliance activities. This role offers a competitive salary, pension scheme, and career growth in a supportive professional environment.

Benefits

Competitive salary

Pension scheme

Health benefits

Long-term career growth potential

Supportive working environment

Qualifications

• Strong working knowledge of FCA regulations, including SYSC, ICO guidelines and SMCR.
• Proven experience in managing compliance activity, including monitoring and reporting processes.
• Demonstrable experience of strong analytical and problem-solving skills.

Responsibilities

• Responsible for advising on compliance matters including changes to regulations.
• Provide first line compliance support.
• Develop and implement annual compliance plan.

Skills

Financial services compliance experience

Strong knowledge of FCA regulations

Managing compliance activity

Experience in SMCR

Analytical and problem-solving skills

Job description

• Opportunity to lead on Compliance responsibilities across the Group
• Helping senior management foster the Compliance culture

About Our Client

Our client are a Lloyds of London broker with offices in the city of London and Surrey.

Job Description

The Group Compliance Manager - Lloyds of London Broker will be responsible for:

• Advising on Compliance matters including changes to regulations
• First line Compliance support
• Support the external Compliance consultancy where required
• Development of Annual Compliance Plan
• Annual SMCR declarations
• Notification to regulators such as FCA and ICO as required
• Management of Insurer and MGA TOBAs
• Overseeing new Insurer/MGA process

The Successful Applicant

The Group Compliance Manager - Lloyds of London Broker should have:

• Financial services compliance experience in the insurance industry
• Strong working knowledge of FCA regulations, including SYSC, ICO guidelines SMCR and Treating Customers Fairly (TCF) principles
• Proven experience in managing compliance activity, including monitoring and reporting processes
• Experienced in SMCR, complaints handling, and liaising with regulatory bodies e.g. FCA, ICO
• Demonstrated ability to develop, implement and monitor compliance policies, procedures, and controls
• Experience in leading on compliance activity and providing guidance to business teams
• Demonstrable experience of strong analytical and problem‑solving skills

What's on Offer

• Competitive salary depending on experience.
• Pension scheme and health benefits.
• Permanent role with long-term career growth potential.
• Supportive and professional working environment.