Financial Planner

MERJE; West Midlands; On-site; GBP 40,000 - 60,000; Full time

Job summary

A Wealth Management firm is seeking a Financial Planner in the West Midlands area. This role involves conducting client meetings, creating suitability reports, and ensuring compliance with industry standards. The ideal candidate will have at least 3 years of personal finance advisory experience and a Level 4 Diploma. The firm offers a supportive environment with experienced Paraplanners and administrative staff.

Qualifications

• Minimum of 3 years' personal finance advisory experience.
• Must have Level 4 Diploma.
• Proven ability to deliver financial advice.

Responsibilities

• Conduct telephone advice meetings with clients.
• Produce detailed, customer-friendly suitability reports.
• Ensure compliance with FCA regulations.

Skills

Personal finance advisory experience

Communication skills

Compliance knowledge

Education

Level 4 Diploma

Job description

Our client, a rapidly expanding and acquisitive Wealth Management firm, are looking for a Financial Planner to input into the strategic direction of the business as part of the Financial Planning leadership team.

They are currently seeking a highly motivated and experienced Financial Planner who wants to develop and looking to take the next step along their career path. As part of the team, you will have the support of experienced Paraplanners and a highly efficient administration team.

Key Responsibilities

• To conduct telephone advice meetings with clients from across the country.
• To help to produce detailed but customer-friendly suitability reports.
• To keep abreast of legislation, compliance, and industry changes.
• Completing all business in a compliant manner and aligned with FCA requirements.
• Ensuring that all recommendations are suitable and, in the best interests of the client.
• Comply with the Financial Services and Markets Act 2000, the FCA Statements of Principles and Code of Practice for approved persons.
• Support other team members to enable them to perform their tasks efficiently to enhance the client experience.

Key Skills & Experience

• Minimum of 3 years' personal finance advisory experience
• Minimum Level 4 Diploma
• Previous experience of delivering financial advice