EMEA Disclosure of Interest Compliance Officer – Associate

JPMorganChase; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A leading global financial institution in Greater London is seeking an EMEA Disclosure of Interest - Compliance Officer. In this role, you will ensure compliance with EMEA regulatory requirements regarding disclosure of holdings and trades. Responsibilities include monitoring disclosures, liaising with compliance teams, and supporting trading activities. The ideal candidate will possess strong analytical skills and experience in a financial institution, flourishing in high-pressure environments and collaborating effectively across teams.

Qualifications

• Demonstrated experience working in a financial institution with familiarity in Disclosure of Interest functions and systems.
• Ability to work independently and take initiative with minimal supervision.
• Exceptional research and analytical skills able to analyze large data sets.

Responsibilities

• Monitor and disclose positions and trades in accordance with EMEA regulations.
• Liaise with Compliance teams to manage trading restrictions and approvals.
• Act as a central contact for financial regulators.

Skills

Compliance Management

Risk Management

Financial Services

Research Experience

Communication Skills

Tools

MS Office Applications

Job description

Description

Join a dynamic team at the forefront of regulatory compliance in the financial industry. As an EMEA Disclosure of Interest - Compliance Officer you will play a pivotal role in safeguarding the firms reputation and supporting our commitment to transparency. This is your opportunity to collaborate with experts engage with regulators and make a meaningful impact on our operations. Be part of a culture that values integrity innovation and professional growth. Take the next step in your career and help us shape the future of compliance.

As an EMEA Disclosure of Interest - Compliance Officer Associate in the Compliance Conduct and Operational Risk team you ensure our firms holdings are accurately disclosed to meet EMEA regulatory requirements. You work closely with colleagues across Compliance and the business responding to regulatory enquiries and supporting trading activities. You help us maintain transparency manage risks and foster a culture of compliance. Your expertise enables us to navigate complex regulations and deliver on our commitment to integrity.

Job Responsibilities :

• Monitor and disclose positions and trades in accordance with EMEA takeover short selling and major shareholding regulations
• Liaise with Compliance teams to manage trading restrictions approvals and potential breaches
• Prevent breaches of ownership thresholds and ensure compliance with industry-specific notification obligations
• Respond to queries from Compliance and the business including position searches and disclosure advice
• Keep abreast of regulatory changes impacting disclosure rules
• Act as a central contact for financial regulators regarding questions and queries
• Advise and support the off-shore Disclosure of Interest team serving as the first point of escalation
• Collaborate with Control Room and Line of Business Compliance to manage trading activity
• Recommend and implement solutions to complex compliance challenges
• Maintain accurate records and documentation of disclosures and regulatory communications
• Contribute to team initiatives and continuous improvement efforts

Required capabilities and skills :

• Demonstrated experience working in a financial institution with familiarity in Disclosure of Interest functions and systems
• Ability to work independently and take initiative with minimal supervision
• Skilled at multi-tasking and meeting deadlines in a high-pressure environment
• Results-oriented team player with a track record of driving tasks to completion quickly and accurately
• Strong problem-solving skills and autonomous decision-making ability
• Exceptional research and analytical skills able to analyze large data sets and identify risk attributes
• Excellent interpersonal and communication skills both verbal and written
• Proficient in MS Office applications including Outlook Word Excel and PowerPoint

Required Experience :

IC

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Employment Type : Full-Time

Department / Functional Area : Compliance

Experience : years

Vacancy : 1