Compliance Testing Manager - VP - Investment Bank

ZipRecruiter; London; On-site; GBP 100,000 - 125,000; Full time

Job summary

A leading global financial services organisation is seeking an experienced Compliance Testing Manager (VP level) in London. This role involves leading compliance testing efforts, managing junior staff, and ensuring adherence to regulatory requirements across UK and EU frameworks. You will collaborate with senior stakeholders and contribute to significant risk-based assurance efforts, fostering a collaborative environment that promotes compliance excellence.

Benefits

Career development opportunities

Collaborative and inclusive environment

Qualifications

• Strong experience in regulatory Compliance testing, monitoring, or assurance.
• In-depth knowledge of UK and EU regulatory requirements.
• Proven ability to lead complex reviews and deliver high-quality reporting.

Responsibilities

• Lead the delivery of the annual Compliance Testing & Monitoring plan.
• Provide independent assurance through clear, accurate reporting.
• Manage and develop junior team members within the function.

Skills

Regulatory Compliance testing

Stakeholder management

Analytical skills

Coaching and development

Job description

Job Description

We are looking for an experiencedCompliance Testing Manager (VP level)to join a leading global financial services organisation. This is an exciting opportunity to take on a senior role within the Compliance Testing function, helping to deliver high-quality risk-based assurance across EMEA operations.

The Role

As a key member of the Compliance Department, you will:

Lead the delivery of the annual Compliance Testing & Monitoring plan.

Provide independent assurance to senior management through clear, accurate reporting.

Manage, coach, and develop junior team members within the function (several direct reports).

Liaise with regulators, auditors, and internal Quality Assurance teams to promote strong governance standards.

Contribute to the assessment of compliance and conduct risks to help shape departmental priorities.

Key Responsibilities

• Lead technically complex thematic desk reviews, ensuring compliance risks are effectively identified and managed.
• Design and deliver risk-based testing program and reviews.
• Provide subject matter expertise on regulatory risks and requirements across UK and EU frameworks.
• Deliver high-quality analysis to support senior management decision-making.
• Supervise and mentor junior staff, ensuring high standards of delivery.
• Contribute to compliance risk assessments and periodic reviews of policies, systems, and controls.
• Produce regular management information for senior stakeholders.
• Act as a key liaison for stakeholders across business areas, building strong working relationships.
• Provide independent challenge to the business, escalating issues where appropriate.

About You

• Strong experience in regulatory Compliance testing, monitoring, or assurance within financial services.
• In-depth knowledge of UK and EU regulatory requirements.
• Proven ability to lead complex reviews and deliver high-quality reporting.
• Excellent stakeholder management skills with the confidence to challenge senior colleagues.
• Experience in managing and developing junior team members.
• Strong analytical skills with attention to detail.

What’s on Offer

• A senior leadership role in a well-respected global financial institution.
• The chance to work closely with senior stakeholders and regulators.
• Career development opportunities within a supportive growing compliance function.
• A collaborative and inclusive working environment where your expertise will make a real impact.

For details please get in touch [e-mail]