Compliance Officer - Investments (Retail)

Michael Page (UK); City Of London; Hybrid; GBP 100,000 - 125,000; Full time

Job summary

A leading recruitment agency in London is seeking a Compliance Officer for a temp-to-perm position within the retail arm of a global investment management firm. The role involves conducting compliance reviews, supporting projects, and providing regulatory advice. Ideal candidates will have prior experience in compliance roles and a strong understanding of regulatory frameworks. This flexible role offers a competitive daily rate and hybrid working options.

Benefits

Competitive daily rate of approximately £500+

Opportunity to work with a respected organisation

Flexibility and hybrid working

Qualifications

• Previous experience in a compliance role within Retail Investment Management.
• Strong understanding of regulatory frameworks and compliance standards.
• Self-starter with resilience and determination.

Responsibilities

• Conduct compliance reviews and sign-offs.
• Support compliance liaison for projects.
• Provide regulatory advice to the business.
• Design and deliver compliance training.
• Engage in ad-hoc project work.

Skills

Compliance reviews

Regulatory frameworks

Training delivery

Project work

Education

Bachelor's degree from a reputable university

Job description

Overview

Temp to perm Compliance Officer vacancy within the retail arm of an investment management firm. Global investment management firm. Role is hybrid and based in London.

Responsibilities

• Conduct compliance reviews and sign-offs.
• Support as compliance liaison for any projects undertaken by the business.
• Provide advice to the business on all aspects of the regulatory framework applicable to UCITS managers.
• Design and deliver training on compliance and regulatory topics to be delivered at all levels of the business from new joiners through to senior management.
• Ad-hoc project work.

Qualifications

• Previous experience in a compliance role within the Retail Investment Management space.
• A strong understanding of regulatory frameworks and compliance standards.
• Bachelor's degree with an outstanding academic record from a reputable university.
• Self-starter with high standards, resilience, stamina, determination and perseverance.

Benefits

• Competitive daily rate of approximately £500+, depending on experience.
• Opportunity to work with a respected organisation in the financial services industry.
• Temporary role offering flexibility and hybrid working.