Compliance Manager

Berkley; City Of London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A regulatory compliance firm in London is seeking a passionate Compliance Manager to enhance their compliance framework. The role involves managing the Regulatory Compliance Framework, conducting risk assessments, and developing training plans. Ideal candidates will have experience in insurance within the Lloyd's market and strong communication skills. This position emphasizes collaboration and professional development within a dynamic environment.

Qualifications

• Experience in financial crime and conduct areas.
• Collaborative approach required.
• Knowledge of SharePoint is a plus.

Responsibilities

• Manage and operate the Regulatory Compliance Framework.
• Conduct regulatory risk assessments and review policies.
• Develop and deliver annual Compliance Monitoring Plans.
• Oversee broker onboarding and due diligence processes.
• Communicate regulatory updates and provide expert advice.
• Manage complaints reporting and sanctions reviews.
• Support self-assessment and compliance projects.

Skills

Insurance experience

Strong academic background

Proven track record in compliance

Excellent communication skills

Intermediate MS Word skills

People management experience

Education

Relevant professional qualifications

Job description

Responsibilities

Compliance Manager

Location: London

Function: Compliance & Assurance

Are you passionate about regulatory compliance and risk management? We're looking for a Compliance Manager to join our team and play a key role in maintaining and enhancing our compliance framework.

What you'll do

• Manage and operate the Regulatory Compliance Framework.
• Conduct regulatory risk assessments and review policies and procedures.
• Develop and deliver annual Compliance Monitoring and Training Plans.
• Oversee broker onboarding and due diligence processes.
• Communicate regulatory updates and provide expert advice to the business.
• Manage complaints reporting and sanctions reviews.
• Support Lloyd's Oversight Principles self-assessment and compliance projects.

What we're looking for

• ' insurance experience, ideally within the Lloyd's market.
• Strong academic background and relevant professional qualifications.
• Proven track record in compliance, including financial crime and conduct areas.
• Excellent communication skills and a collaborative approach.
• Intermediate MS Word skills; SharePoint knowledge is a plus.
• People management experience desirable.

Why join us?

You'll be part of a dynamic team where integrity, diligence, and customer fairness are at the heart of everything we do. We offer opportunities for professional development and the chance to make a real impact in a highly regulated environment.

Additional Company Details

We work from the office 4 days per week as we believe that this allows us to build on our entrepreneurial foundation, where we promote and foster innovative thinking throughout the organization, knowing that the very best ideas are more often born to those who are closest to the task.

"We're better when we're together"