Compliance Analyst – 6 month FTC

Compliance Professionals; Greater London; On-site; GBP 60,000 - 80,000; Full time

Job summary

A boutique wholesale bank in Greater London is hiring a Compliance Analyst for a 6-month fixed-term contract. The role involves monitoring compliance with regulatory requirements, developing policies, and conducting audits. Candidates should have experience in compliance within the banking sector, a strong knowledge of UK financial regulations, and relevant qualifications. This is a 5-day, office-based position requiring the candidate to uphold ethical standards and contribute to a compliance culture.

Qualifications

• 5+ years of experience working in compliance within banking or financial services.
• Proven experience working in the UK regulatory environment.
• Generalist role in foreign banks advantageous.

Responsibilities

• Monitor and assess compliance with regulatory requirements.
• Develop and implement compliance policies and procedures.
• Conduct periodic compliance reviews and audits.

Skills

Knowledge of UK financial regulations (FCA, PRA)

Experience in compliance monitoring

Knowledge of anti-money laundering (AML) procedures

Knowledge of KYC procedures

Integrity and commitment to ethical standards

Education

Degree/MBA in a relevant field

Job description

THE COMPANY:

We are working with a boutique wholesale bank who are looking for a Compliance Analyst to join the team on a 6 month FTC basis. Due to the size of the firm, it is a 5-day office based role.

THE RESPONSIBILITIES:

• Monitor and assess compliance with regulatory requirements and internal policies.
• Develop and implement compliance policies and procedures.
• Conduct periodic compliance reviews and audits.
• Investigate and resolve compliance issues, including those raised through internal reporting mechanisms.
• Stay updated on regulatory developments and assess their impact on the bank’s operations.
• Collaborate with senior management and departments across the bank to ensure a culture of compliance.

EXPERIENCE REQUIRED:

• Must be able to work 5 days in City office
• Sound knowledge of UK financial regulations (FCA, PRA),
• Compliance monitoring and Generalist role in foreign bank would be advantageous
• Knowledge of anti-money laundering (AML), and KYC procedures.
• Proven experience working in compliance within the banking or financial services industry, preferably in the UK regulatory environment.
• Degree/MBA and relevant professional certifications in Compliance.
• Integrity and a commitment to upholding ethical standards.

For further information please contact Hannah Tabatabai