Compliance Analyst

Morningstar; Greater London; Hybrid; GBP 40,000 - 55,000; Full time

Job summary

A global financial services firm in Greater London is seeking a Compliance Analyst to support the compliance program. The ideal candidate will have 1-3 years of experience in compliance and a bachelor’s degree. Responsibilities include overseeing compliance programs, developing training materials, and maintaining compliance documentation. This role offers a hybrid working model, allowing collaborative in-person work while also providing flexibility in work arrangements.

Benefits

Flexible work arrangements

Collaborative in-person meetings

Training and development resources

Qualifications

• 1-3 years of experience in compliance or regulatory control processes in Financial Services, Accounting, or Legal.
• Understanding or experience of ESG risk rating business is an advantage.

Responsibilities

• Assist the CCO in overseeing the compliance program.
• Contribute to the ongoing development of the Compliance team.
• Assist with the development, maintenance, and delivery of compliance materials.
• Assist with the continuous improvement of global compliance programs.
• Maintain compliance files and records.
• Maintain policies and procedures for the global compliance program.

Skills

Interpersonal skills

Analytical skills

Investigative skills

Judgment

Education

Bachelor's degree

Job description

POSITION DESCRIPTION:

Given the current market and regulatory environment, many rules and regulations have been enacted around the global. These rules and regulations continue to be updated. This role will be part of the Global Compliance team – with other members working in Madrid, Toronto and Romania

The Compliance Analyst will assist the Global Compliance function in developing, implementing and managing the Morningstar Sustainalytics compliance framework.

The Compliance Analyst will:

• Assist the CCO in overseeing the compliance program to ensure alignment with European regulatory frameworks and provide ongoing assurance of adherence to Morningstar Sustainalytics’ policies and procedures

• Contribute to the ongoing development of the Compliance team by sharing best practices, knowledge, expertise and lessons learned on a regular basis

• Assist with the development, maintenance and delivery of compliance materials and training

• Assist with the continuous improvement of global compliance programs

• Maintain compliance files and records

• Maintain policies and procedures for the general operation of the global compliance program within Morningstar Sustainalytics.

REQUIREMENTS:

• Highly developed interpersonal skills to build and maintain effective internal and external relationships

• 1-3 years of experience in compliance / regulatory control processes developed in Internal Audit in the Financial Services, Accounting or Legal professions

• Strong analytical and investigative skills and sound judgment

• Understanding/experience of ESG risk rating business would be an advantage

• A bachelor’s degree is required.

Morningstar's hybrid work environment gives you the opportunity to collaborate in-person each week as we've found that we're at our best when we're purposely together on a regular basis. In most of our locations, our hybrid work model is four days in-office each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.