CASS Compliance & Reconciliation Lead

Walker Crips Group; Greater London; Hybrid; GBP 50,000 - 70,000; Full time

Job summary

A prominent financial services firm in the UK seeks an individual to contribute to the CASS team, ensuring compliance with FCA's CASS regulations. Responsibilities include managing reconciliations, preparing CASS management information, and identifying risks. Ideal candidates should possess strong operational experience within the investment management sector and a solid understanding of CASS rules. The role supports hybrid working, ensuring flexibility within the team.

Qualifications

• Significant operational experience within investment management or stockbroking sector.
• Experience with investigations and developing processes/procedures.
• Ability to assess risks and develop appropriate responses.

Responsibilities

• Help to ensure compliance with FCA's CASS regulations.
• Manage internal and external reconciliations.
• Prepare CASS management information for meetings.
• Identify and escalate asset shortfalls.

Skills

Attention to detail

Organizational skills

Problem-solving

Analytical skills

Knowledge of FCA Client Asset (CASS) rules

Excellent MS Office skills

Strong communication skills

Job description

A prominent financial services firm in the UK seeks an individual to contribute to the CASS team, ensuring compliance with FCA's CASS regulations. Responsibilities include managing reconciliations, preparing CASS management information, and identifying risks. Ideal candidates should possess strong operational experience within the investment management sector and a solid understanding of CASS rules. The role supports hybrid working, ensuring flexibility within the team.