Advice Quality Manager

Clayton Davies; Remote; GBP 45,000; Full time

Job summary

A leading wealth management firm is seeking an experienced Advice Quality Manager to drive improvement in advice quality and adviser capability. This role involves reviewing client files, providing coaching, designing training, and supporting compliance efforts. The ideal candidate will hold a Level 4 Diploma in Financial Planning and have a background in regulating financial environments. This position is home-based, offering a competitive salary and benefits.

Benefits

Benefits package

Qualifications

• Minimum Level 4 Diploma in Financial Planning (or equivalent).
• Experience supervising, reviewing, or developing advisers in a regulated environment.
• Experience conducting file reviews and delivering balanced, developmental feedback.

Responsibilities

• Reviewing advice and client files to assess quality, suitability, and risk.
• Providing constructive feedback and coaching to support adviser development.
• Identifying themes, risks, and development needs across the adviser population.
• Designing and delivering training sessions with advisers.
• Supporting adviser onboarding and ongoing competence assessment.
• Acting as a trusted point of contact for technical and regulatory queries.
• Contributing to the continuous improvement of supervision and development processes.
• Producing insight and management information to inform decision-making.
• Collaborating with compliance, leadership, and learning teams on improvement initiatives.

Skills

Supervising advisers

Providing constructive feedback

Conducting file reviews

Education

Minimum Level 4 Diploma in Financial Planning

Job description

⭐️ Advice Quality Manager

📍 Home Based

💰 c.£45,000+ Benefits

Our client is a leading wealth management firm who are seeking an experienced professional to play a key role in raising advice quality, developing adviser capability, and supporting strong customer outcomes within a regulated financial services environment.

You will work closely with advisers and internal stakeholders to embed high standards of advice, promote professional development, and support a positive conduct culture.

Role & Responsibilities : 📋

• Reviewing advice and client files to assess quality, suitability, and risk
• Providing constructive feedback and coaching to support adviser development
• Identifying themes, risks, and development needs across the adviser population
• Designing and delivering training sessions with Advisers
• Supporting adviser onboarding and ongoing competence assessment
• Acting as a trusted point of contact for technical and regulatory queries
• Contributing to the continuous improvement of supervision and development processes
• Producing insight and management information to inform decision-making
• Collaborating with compliance, leadership, and learning teams on improvement initiatives

Do you have the following to apply? ✅

• Minimum Level 4 Diploma in Financial Planning (or equivalent)
• Experience supervising, reviewing, or developing advisers in a regulated environment
• Experience conducting file reviews and delivering balanced, developmental feedback

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.