Wealth Planning Assistant (Hybrid) - 14 Month Contract

Prospera Credit Union; Abbotsford; On-site; CAD 50,000 - 57,000; Full time

Job summary

A community-based financial organization is seeking a Wealth Planning Assistant in Abbotsford. The role involves supporting Investment Advisors with customer inquiries, preparing documentation for client meetings, and adhering to compliance standards. Ideal candidates have experience in financial services and possess strong communication skills. Competitive salary and flexible work options are offered.

Benefits

Flexible Benefits Program

Defined Contribution Retirement Plan

Professional development opportunities

Paid time off for wellness

Qualifications

• 2 years’ experience in financial services, preferably with wealth experience.
• Effective verbal and written communication skills.
• Team-oriented with excellent interpersonal skills.

Responsibilities

• Respond to customer requests and inquiries.
• Prepare client meeting materials and documentation.
• Review client accounts and process trades.

Skills

Financial product knowledge

Client relationship management

Communication skills

Attention to detail

Problem-solving

Education

Completion of Canadian Securities Course (CSC)

Completion of Conduct & Practices Handbook (CPH)

Job description

Overview

TEAM LOCAL is hiring

Prospera Credit Union is a community-based, purpose-driven organization that offers a full range of financial products and services. Prospera is one of the largest credit unions in British Columbia, with approximately $9.3 billion in assets and 120,000 members. With 24 branches, Prospera is proud to serve communities throughout the Lower Mainland, Fraser Valley and Okanagan. It’s our vision to help build vibrant, healthy communities, thriving local enterprises and financially empowered people.

We are currently seeking a Wealth Planning Assistant for our Abbotsford Advice Centre. You will be responsible for providing support to our Investment Advisors (IAs) and wealth customers, primarily assisting the IAs with their day-to-day administration and sales and service activities efficiently and effectively. The Wealth Planning Assistant assists with completing all sales and identifying additional opportunities to refer wealth customers to other lines of business at Prospera.

What you’ll do

• Respond to and carry out customer requests and inquiries, particularly those of an administrative nature (EFT requests, account inquiries, meeting requests etc.).
• Client meeting preparation: preparing applicable statements / paperwork / onboarding documents, customer reminders (including materials to bring to meeting), post meeting duties, follow-up and procedures per referral / onboarding service matrix.
• Comprehensive knowledge and execution of CSI policies and procedures: daily review of client accounts, transactions, debits / cash balances, trades, and process trades with written instructions from Investment Advisor.
• Thorough knowledge of Client Relationship Management tools and reports.
• Assist with customer segmentation and service matrix.
• Knowledge of insurance products and service administration, segregated fund administration.
• Ensure all corporate policies, procedures and guidelines are adhered to including compliance with legislative and regulatory requirements to mitigate the risk of loss to the Credit Union and members (i.e. compliance, money laundering, privacy, etc.).
• Mitigate risk of loss by maintaining timely, effective controls and follow up.
• Actively participate in Branch Sales and Service related meetings.
• Provide support to team members, Manager, retail employees and partners.

What you bring

• 2 years’ experience in financial services, preferably with wealth experience, including a thorough understanding of financial products and services.
• Nice to have: Completion of Canadian Securities Course (CSC), Completion of Conduct & Practices Handbook (CPH), IIROC registration.
• Effective verbal and written communication skills.
• Ability to anticipate needs of and provide superior service to customers and IAs.
• Team-oriented with excellent relationship building and interpersonal skills.
• Exceptional attention to detail and task prioritization.
• Critical thinking, resourcefulness and problem-solving skills.
• Willingness and ability to work independently.
• Knowledge of industry, products and services.

What we offer

• Prospera offers a total compensation package of base salary plus incentives that is market competitive and reviewed annually. Our expected starting pay rate for this role is $50,850 to $56,500 (prorated based on actual hours worked) based on the successful candidate’s knowledge, experience and internal equity.
• Flexible Work Program for some of our roles – ask us!
• Flexible Benefits Program – pick and choose what works best for you.
• Defined Contribution Retirement Plan – let’s start saving and keep your future in mind.
• Vacation, Wellness and “Prosperian” Days – paid time off to support your overall well-being.
• Professional development – come grow your career and develop your skills.
• A supportive, collaborative work environment - we’re proud to be a Great Place to Work certified organization.

Note: The successful candidate will be required to complete a background check which includes criminal, credit, and reference checks.