Trade Floor Surveillance Associate – eComm Risk Oversight

Scotiabank; Toronto; On-site; CAD 80,000 - 100,000; Full time

Job summary

A leading Canadian bank in Toronto is seeking an Associate for Trade Floor Supervision under Operational Risk Oversight. This role entails monitoring communications related to trading activities to ensure compliance with regulations. The ideal candidate will have experience in Capital Markets and a relevant university degree. The position requires strong analytical and organizational skills, as well as discretion in handling sensitive information. The role is currently on-site, requiring four days a week in the office. Competitive benefits are included.

Benefits

Flexible benefit programs

Holistic well-being support

Qualifications

• Understanding of sales and trading environments.
• Knowledge of securities laws and trading rules.
• Discretion due to confidential communications.

Responsibilities

• Monitor communications of monitored employees for regulatory compliance.
• Investigate potential issues from communications.
• Manage daily reviews of communications against policies.
• Ensure business controls for operational and regulatory risks are in place.

Skills

Experience in Capital Markets

Analytical skills

Organizational skills

Judgment in handling sensitive information

Ability to write procedures

Education

University degree in Business, Economics or related subject

Job description

A leading Canadian bank in Toronto is seeking an Associate for Trade Floor Supervision under Operational Risk Oversight. This role entails monitoring communications related to trading activities to ensure compliance with regulations. The ideal candidate will have experience in Capital Markets and a relevant university degree. The position requires strong analytical and organizational skills, as well as discretion in handling sensitive information. The role is currently on-site, requiring four days a week in the office. Competitive benefits are included.