Senior Portfolio Compliance Analyst

Crestpoint Real Estate Investments; Vancouver; Hybrid; CAD 80,000 - 100,000; Full time

Job summary

A leading asset management firm in Vancouver is seeking a Senior Portfolio Compliance Analyst to join their compliance team. The role involves monitoring compliance rules, preparing regulatory reports, and providing guidance to analysts. Ideal candidates will have over 5 years of experience in compliance within asset management, advanced skills in MS Excel, and the ability to work collaboratively. Starting salary is from $95,000 annually with opportunities for bonuses.

Qualifications

• 5+ years of experience in Asset Management performing a compliance-related function.
• Solid understanding of portfolio compliance within a broader risk management framework.
• Strong project management skills.

Responsibilities

• Create and monitor compliance rules across all asset classes using Charles River.
• Prepare shareholder disclosure filings and regulatory reports.
• Implement and improve compliance-related procedures and controls.

Skills

Compliance Management

Risk Management

Project Management

Financial Services

Technology Savvy

Tools

Charles River

MS Excel

Job description

Overview

Senior Portfolio Compliance Analyst
Connor Clark & Lunn Financial Group Ltd.

Location: Vancouver

Interested in joining one of Canada’s top performing asset managers. We are looking for a Senior Portfolio Compliance Analyst to join our Portfolio Compliance Team. Portfolio Compliance plays a critical role in the investment process and in this position you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. As the regulatory landscape continues to evolve so does the importance and complexity of compliance, making this an exciting opportunity to be part of a high-impact team with increasing visibility across the organization.

What You Will Be Doing

• Using Charles River to create and monitor pre-trade and post-trade compliance rules across all asset classes and security types. These compliance rules are derived from client mandates, global regulations, industry best practices, and firm-wide guidelines.
• Monitoring and preparing shareholder disclosure filings and other regulatory reports.
• Implementing, maintaining and continuously improving portfolio compliance related procedures and controls.
• Taking a lead role in projects that vary in scope and size.
• Working with various business groups within the company (portfolio management, operations, legal). You will be answering their compliance related questions, resolving issues and will be working with them to develop new compliance related initiatives.
• Although this is not a people management role you will be providing guidance, instruction and direction to compliance analysts on the team.

About You

We are looking for a candidate that demonstrates :

• Passion for Compliance: You have five years or more experience in Asset Management performing a compliance related function.
• Risk Intelligent Mindset: You have a solid understanding of portfolio compliance and its role within a broader risk management framework.
• A Passion for Operational Excellence: You display a professional attitude where attention to detail, accuracy and timeliness are critical success factors in achieving your goals and objectives.
• Critical Thinking: You possess an analytical mindset and like to solve problems.
• Curiosity: You are inquisitive and are not afraid to ask questions.
• Collaborative Communication: You communicate effectively and have a collaborative spirit that helps you to work well with others.
• Project Management: You have strong project management skills.
• Organization: You are organized and can manage multiple tasks and interruptions.
• Technology Savvy: You are able to pick up new systems and tools quickly. You have advanced computer skills with an emphasis on MS Excel. Charles River experience is an asset.

The starting salary for this position is from $95,000 annually. The salary range provided reflects the base salary range for this position; as required there is an annual performance bonus which contributes to the total compensation of this position. Further questions may be directed to the HR team during the interview process.

About Connor Clark & Lunn Financial Group

At Connor Clark & Lunn Financial Group we understand the value of opportunity for our clients and our team. Independent and employee-owned we partner with investment professionals to grow successful asset management businesses, giving them the space to innovate and truly make an impact.

With more than 40 years of history and offices across Canada and in the US, the UK and India, CC&L Financial Group and our multi-boutique family of affiliate firms collectively manage over $155 billion in assets, providing a diverse range of traditional and alternative investment products and solutions to institutional, high-net-worth and retail clients.

Connor Clark & Lunn Financial Group is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to gender, ethnicity, religion, sexual orientation or expression, disability or age.

We thank all applicants in advance for their interest but only those candidates shortlisted for interviews will be contacted. No telephone calls or recruitment agencies will be accepted.

LI-HYBRID #LI-KC1

Required Experience : Senior IC

Key Skills

Compliance Management, Risk Management, Financial Services, PCI, Banking, Cost Accounting Standards, Quality Systems, Research Experience, NIST Standards, Securities Law, SOX, ISO 27000

Employment Type : Full-Time

Experience : years

Vacancy : 1