Remote Senior Compliance Manager – AML & Regulatory Affairs

Mogo; Remote; CAD 100,000 - 120,000; Full time

Job summary

A leading financial services provider is hiring a Senior Compliance Manager to develop and implement compliance policies for their brokerage and asset management divisions. The role requires a university degree, CIRO supervisor qualification, and 3+ years in a compliance role. Candidates must be bilingual in French and English and possess strong communication skills. This position supports remote work and offers various health benefits, stock options, and flexibility for vacation.

Benefits

Stock Options

Comprehensive Health and Wellness

Flex Vacation

Wellbeing Programs

Qualifications

• Minimum 3 years in a compliance role with a CIRO regulated dealer.
• In-depth understanding of the Canadian securities industry.
• Good understanding of AMF regulated portfolio management.

Responsibilities

• Develop and maintain compliance policies and procedures.
• Provide compliance advice to teams.
• Ensure timely filing of regulatory reports.

Skills

Bilingual (French and English)

Exceptional communication skills

Relationship building

Ability to handle multiple tasks

Education

University Degree in Finance or Economics

Qualification to be registered as a CIRO supervisor

Job description

A leading financial services provider is hiring a Senior Compliance Manager to develop and implement compliance policies for their brokerage and asset management divisions. The role requires a university degree, CIRO supervisor qualification, and 3+ years in a compliance role. Candidates must be bilingual in French and English and possess strong communication skills. This position supports remote work and offers various health benefits, stock options, and flexibility for vacation.