Regulatory Operations Control Lead - Capital Markets

Scotiabank; Toronto; On-site; CAD 70,000 - 90,000; Full time

Job summary

A leading financial institution is seeking an Assistant Manager - Regulatory Operations Control in Toronto. This role is focused on ensuring regulatory compliance, managing disputes, executing monitoring controls, and building collaborative relationships with stakeholders. Candidates should possess a Business/Finance degree, 2+ years in Capital Markets, and strong MS Excel skills. The position offers a competitive rewards program, professional development opportunities, and a commitment to diversity and inclusion.

Benefits

Competitive rewards program

Flexible vacation

Comprehensive benefits

Qualifications

• 2+ years of experience in a Capital Markets environment.
• Familiarity with Technology, Risk Management, Compliance, and Audit.
• Prior operations or project experience in a business analyst role is a plus.

Responsibilities

• Develop understanding of regulations like CFTC, EMIR, and SEC.
• Execute monitoring controls related to valuation and collateral disputes.
• Liaise with stakeholders to solve regulatory issues.

Skills

Strong MS Excel skills

PowerBI knowledge

Strong relationship building

Analytic capability

Very good presentation skills

Education

Business/ Finance degree or equivalent

Job description

A leading financial institution is seeking an Assistant Manager - Regulatory Operations Control in Toronto. This role is focused on ensuring regulatory compliance, managing disputes, executing monitoring controls, and building collaborative relationships with stakeholders. Candidates should possess a Business/Finance degree, 2+ years in Capital Markets, and strong MS Excel skills. The position offers a competitive rewards program, professional development opportunities, and a commitment to diversity and inclusion.