Investment Associate

RBC; Sarnia; On-site; CAD 60,000 - 80,000; Full time

Job summary

A leading financial institution in Sarnia is seeking an Investment Associate to support investment and money management activities. The ideal candidate will have a strong client service approach and knowledge of the securities industry. Responsibilities include executing trades, maintaining client accounts, and ensuring proactive service. This full-time role offers competitive compensation and a dynamic team environment.

Benefits

Comprehensive Total Rewards Program

Leaders who support development

Dynamic and collaborative work environment

World-class training program in financial service

Qualifications

• Minimum of 2 years of experience in the securities industry.
• Experience with RBC Dominion Securities’ systems is a plus.

Responsibilities

• Execute trades and rebalance portfolios.
• Follow up on client trades to ensure proper settlement.
• Provide proactive client service and resolve issues.
• Maintain existing client accounts and identify opportunities.

Skills

Attention to detail

Time management

Microsoft Office Suite

Client service

Education

Canadian Securities Course (CSC)

Conduct and Practices Handbook Course (CPH)

Job description

Overview

The RBC Dominion Securities branch located in Sarnia, Ontario is seeking an Investment Associate to provide dedicated support in investment & money management activities for a high performing Advisory Team.

What will you do?

• Execute trades and rebalance portfolios
• Follow up on client trades to ensure proper settlement and delivery
• Provide proactive client service with a focus on problem resolution and attention to detail. Liaise with various departments for execution where necessary
• Respond to client inquiries (account transactions, requests for tax receipts, account reporting, etc.)
• Help manage incoming communications from Clients, Advisors and other internal and external partners
• Maintain existing client accounts and identify opportunities to contact clients; manage timelines and key dates for accounts
• Help update team’s communication channels: websites, LinkedIn, Facebook, brochures, newsletters, etc.

What do you need to succeed?

Preferred candidates - should have or be working towards:

• Canadian Securities Course (CSC) and Conduct and Practices Handbook Course (CPH)
• Strong Microsoft Office Suite skills
• Meticulous attention to detail and excellent time management skills
• Minimum of 2 years of experience in securities industry

Nice-to-have

• Knowledge of RBC Dominion Securities’ systems and procedures

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
• Leaders who support your development through coaching and managing opportunities
• Ability to make a difference and lasting impact
• Work in a dynamic, collaborative, progressive, and high-performing team
• A world-class training program in financial service

Job Skills

Additional Job Details

Address: 340 FRONT ST N:SARNIA

City: Sarnia

Country: Canada

Work hours/week: 37.5

Employment Type: Full time

Platform: WEALTH MANAGEMENT

Job Type: Regular

Pay Type: Salaried

Posted Date: 2025-09-11

Application Deadline: 2025-10-03

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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