Corporate Branch Manager

iA Financial Group; Vancouver; Hybrid; CAD 65,000 - 90,000; Full time

Job summary

A leading financial services provider is seeking a Corporate Branch Manager in Vancouver. The role involves compliance oversight, advisor supervision, and ensuring regulatory adherence within a dynamic environment. Successful candidates will have strong analytical skills, compliance experience, and the ability to mentor team members. This position offers a competitive salary and flexible working conditions, reflecting the company's commitment to employee well-being and development.

Benefits

Flexible group insurance

Competitive pension plan

Stock purchase plan

Vacation and wellness days

Telemedicine

Employee assistance program

Performance bonus

Discounts on company products

Qualifications

• Completion of one of the following courses is required.
• 2-3 years of compliance supervision experience in the mutual fund industry.
• Ability to train, coach, and support field teams.

Responsibilities

• Ensure compliance policies and procedures are maintained.
• Review and approve new account openings.
• Supervise trades and advise clients.

Skills

Analytical abilities

Training and coaching

Compliance supervision

Knowledge of mutual fund industry

Education

Canadian Investment Funds Course (CIFC) or Canadian Securities Course (CSC)

Branch Managers Course or OPD/PDO Course

Job description

Job Title

Corporate Branch Manager

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Build the future with us

Are you driven by the mutual fund industry and eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Corporate Branch Manager, you will play a key role in compliance oversight, advisor supervision, and ensuring regulatory adherence.

This position is a great opportunity to showcase your skills and fully realize your potential within a caring and trustworthy company. Here, people and their development are at the heart of our priorities, fostering an environment that encourages collaboration and innovation.

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What you’ll accomplish with us

As a Corporate Branch Manager, you’ll be at the core of our mission. Here are the main responsibilities:

• Ensuring compliance policies and procedures are maintained at each office;
• Reviewing and approving new account openings;
• Ensuring compliance with suitability requirements;
• Providing supervision of trades and advice given to clients;
• Supervising Branch Manager and/or Representative activities;
• Reviewing and following up on previous day’s trades;
• Following up on questionable trades and escalating as necessary;
• Completing KYC update review and approval;
• Providing training and education to the field;
• Providing coverage and support to other Corporate Branch Managers on the team;
• Providing support to our order affirmation team and other compliance teams as needed;
• Monitoring trends, communicating findings and implementing corrective actions;
• Acting as a resource for the field.

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What could accelerate your success in this role

We’re looking for someone who:

• Completion of one of the Following: Canadian Investment Funds Course (CIFC) and Exempt Market Products Course, OR Canadian Securities Course (CSC);
• Completion of the Branch Managers Course or either the OPD (Officers, Partners and Directors) or PDO (Partners, Directors and Officers) Course;
• Has 2-3 years of compliance supervision experience and 3-5 years in the Mutual Fund Industry;
• Is known for their strong analytical abilities to understand and interpret regulatory legislation;
• Stands out for their ability to train, coach, and support field teams;
• Demonstrates compliance supervision experience;
• Is recognized for their excellent knowledge of the mutual fund industry.

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Why you’ll love working with us

• A work environment where learning and development merge with a collective pursuit of excellence;
• A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed;
• The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces;
• Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!
• The typical hiring range for this position is between 65 000$ and 90 000$ CAD per year; the base salary offered may vary depending on knowledge, skills, years of experience, and internal equity related to the role. At iA, we are committed to offering a fair, equitable, and market-based compensation structure. Our market data is updated annually to reflect the most current market conditions.

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Apply now and get ahead of your career, where your talent really belongs!

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Still unsure about applying?

At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply – your place might be with us, and we want to get to know you!

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Location(s) Vancouver, British Columbia Other Possible Location(s) Toronto, Ontario
Company Investia Financial Services Inc. Posting End Date 2026-02-18

Company Overview

iA Financial Group* is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

* iA Financial group includes of the following entities: iA Services financiers, iA assurance auto et habitation, iA Gestion privée de patrimoine, PPI Management, Investia, iA Gestion de placements, Prysm, iA Clarington, Michel Rhéaume et associés, Garanties Nationales, WGI Manufacturing, WGI Service Plan Division, Lubrico, iA Financement auto

Our Commitment to Diversity and Inclusion

At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

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