Control, Risk and Compliance Analyst

Desjardins Group; La Prairie; On-site; CAD 65,000 - 85,000; Full time

Job summary

A financial services organization is seeking a Control, Risk and Compliance Analyst in La Prairie, Quebec. The successful candidate will serve as the senior compliance officer overseeing the distribution of savings and investment products. Key responsibilities include managing operational risk, preparing detailed reports, and ensuring compliance with applicable legislation. The ideal candidate will hold a Bachelor's degree and have at least two years of related experience. Benefits include a competitive salary, flexible vacation, and a defined benefit pension plan.

Benefits

Competitive salary and annual bonus

4 weeks of flexible vacation

Defined benefit pension plan

Group insurance including telemedicine

Reimbursement of health and wellness expenses

Qualifications

• A minimum of two years of relevant experience.
• Knowledge of French is required.
• Other combinations of qualifications and relevant experience may be considered.

Responsibilities

• Serve as the senior compliance officer for the distribution of savings and investment products.
• Prepare reports and present them to the relevant bodies.
• Manage activities related to operational risk and internal control.

Skills

Action oriented

Business insight

Complexity management

Customer Focus

Nimble learning

Education

Bachelor's degree in a related field

Mutual fund representative certificate – Autorité des marchés financiers

Job description

As a Control, Risk and Compliance Analyst, you help managers apply and carry out internal control, risk and compliance activities related to the distribution of savings/investment products offered in your network. More specifically, you assist with operational analysis, oversight and prevention. You analyze issues and situations. You support the professionals in your unit and help prepare opinions and implementation plans in accordance with your discipline's rules. You conduct preliminary analyses. You draw on your comprehensive knowledge of your line of business and your ability to manage complexity. You interact with stakeholders working in other fields. You assist clients and partners. Serve as the senior compliance officer for the distribution of savings and investment products. More specifically, you will be required to:

• Serve as the senior compliance officer for the distribution of savings and investment products.
• Prepare reports and present them to the relevant bodies.
• Liaise with relevant Desjardins components.
• Manage activities related to operational risk, including risk and control self-assessment, the input of operational losses, the business continuity plan and information security.
• Monitor the internal control system. Ensure that supervisory controls are completed, and be responsible for execution quality. Complete certain supervisory controls.
• Help managers identify and implement corrective measures.
• Ensure that activities related to money laundering and terrorist financing legislation (PCMLTFA) are carried out.
• Comply with policies, practices and standards, as well as legislation governing the distribution of financial products and services.

What we offer

• Competitive salary and annual bonus
• 4 weeks of flexible vacation starting in the first year
• Defined benefit pension plan that provides predictable, stable income throughout retirement
• Group insurance including telemedicine
• Reimbursement of health and wellness expenses and telework equipment

*Benefits apply based on eligibility criteria.

What you bring to the table

• Bachelor's degree in a related field
• A minimum of two years of relevant experience
• Please note that other combinations of qualifications and relevant experience may be considered
• Mutual fund representative certificate – Autorité des marchés financiers
• Knowledge of French is required

Action oriented, Business insight, Complexity, Customer Focus, Differences, Nimble learning

Trade Union (If applicable)

At Desjardins, we believe in equity, diversity and inclusion. We're committed to welcoming, respecting and valuing people for who they are as individuals, learning from their differences, embracing their uniqueness, and providing a positive workplace for all. At Desjardins, we have zero tolerance for discrimination of any kind. We believe our teams should reflect the diversity of the members, clients and communities we serve.

If there's something we can do to help make the recruitment process or the job you're applying for more accessible, let us know. We can provide accommodations at any stage in the recruitment process. Just ask!

Job Family

Risk management (FG)