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VP Compliance - Asia Asset Manager, MAS & KYC

WilsonHCG

Singapore

On-site

SGD 120,000 - 160,000

Full time

2 days ago
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Job summary

A leading alternative investments firm is seeking a VP of Compliance in Singapore. This position entails preparing MAS filings, managing relationships with local regulatory bodies, and overseeing compliance programs. The ideal candidate should have a Bachelor's degree and 10 to 15 years of experience in regulatory compliance, preferably in asset management or consulting. The role involves addressing conflicts of interest and providing compliance opinions on KYC-related matters.

Qualifications

  • 10 to 15 years of regulatory compliance experience.
  • Experience working in-house at an asset management firm or compliance consulting.
  • Ability to manage relationships with regulatory bodies.

Responsibilities

  • Prepare MAS filings for the entities.
  • Manage relationships with local regulatory bodies and auditors.
  • Oversee compliance programs and implementations.
  • Handle staff personal dealing in financial instruments.
  • Address staff conflict of interest situations.
  • Provide compliance opinion on KYC files.

Education

Bachelor's degree
Job description
A leading alternative investments firm is seeking a VP of Compliance in Singapore. This position entails preparing MAS filings, managing relationships with local regulatory bodies, and overseeing compliance programs. The ideal candidate should have a Bachelor's degree and 10 to 15 years of experience in regulatory compliance, preferably in asset management or consulting. The role involves addressing conflicts of interest and providing compliance opinions on KYC-related matters.
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