VP Compliance, Alternative Asset Manager - WilsonHCG Singapore Pte. Ltd.

WilsonHCG; Singapore; On-site; SGD 120,000 - 160,000; Full time

Job summary

A leading alternative investments firm is seeking a VP of Compliance in Singapore. This position entails preparing MAS filings, managing relationships with local regulatory bodies, and overseeing compliance programs. The ideal candidate should have a Bachelor's degree and 10 to 15 years of experience in regulatory compliance, preferably in asset management or consulting. The role involves addressing conflicts of interest and providing compliance opinions on KYC-related matters.

Qualifications

• 10 to 15 years of regulatory compliance experience.
• Experience working in-house at an asset management firm or compliance consulting.
• Ability to manage relationships with regulatory bodies.

Responsibilities

• Prepare MAS filings for the entities.
• Manage relationships with local regulatory bodies and auditors.
• Oversee compliance programs and implementations.
• Handle staff personal dealing in financial instruments.
• Address staff conflict of interest situations.
• Provide compliance opinion on KYC files.

Education

Bachelor's degree

Job description

A leading alternative investments firm is looking to hire VP Compliance to report to Asia Chief Compliance Officer.

Responsibilities

• Preparing MAS filings for the entities
• To manage the relationship with local regulatory bodies and auditors.
• Assisting with the oversight and continuing the implementation of compliance programmes
• Staff personal dealing in financial instruments.
• Staff conflict of interest situations.
• To provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring an intervention.

Qualifications

Bachelor with10 to 15 years of regulatory compliance experience working inhouse at an asset management or compliance consulting.