Vice President, Financial Advisory Compliance & Risk

United Overseas Bank; Singapore; On-site; SGD 150,000 - 200,000; Full time

Job summary

A leading financial institution in Singapore seeks a Vice President to lead the design and oversight of a financial advisory compliance framework. This role is vital for ensuring regulatory compliance while promoting ethical and client-centric services. Responsibilities include risk management, advisor training, and stakeholder engagement to enhance compliance culture. Ideal candidates will demonstrate expertise in regulatory standards and a proven ability to lead teams in a dynamic environment. Competitive compensation and benefits package offered.

Qualifications

• Proven experience in leading compliance frameworks within financial advisory.
• Strong understanding of regulatory standards (e.g., SEC, FINRA).
• Experience in training and developing financial advisors.

Responsibilities

• Define and execute the strategic vision for financial advisory compliance.
• Ensure adherence to financial advisory regulations and internal standards.
• Identify and mitigate risks associated with advisory activities.
• Lead training initiatives for financial advisors on compliance policies.
• Oversee compliance monitoring to track advisor activities.

Skills

Strategic vision execution

Regulatory compliance

Risk assessment

Advisor training

Stakeholder engagement

Job description

A leading financial institution in Singapore seeks a Vice President to lead the design and oversight of a financial advisory compliance framework. This role is vital for ensuring regulatory compliance while promoting ethical and client-centric services. Responsibilities include risk management, advisor training, and stakeholder engagement to enhance compliance culture. Ideal candidates will demonstrate expertise in regulatory standards and a proven ability to lead teams in a dynamic environment. Competitive compensation and benefits package offered.