Vice President - Compliance Surveillance

HSBC; Singapore; On-site; SGD 100,000 - 150,000; Full time

Job summary

A leading financial institution in Singapore is seeking a VICE PRESIDENT for Compliance Surveillance. This role involves analyzing alerts from trading activities in the forex and fixed income markets, conducting trade surveillance, and supporting strategic initiatives for enhanced surveillance capabilities. The ideal candidate will possess a graduation degree and have at least 5 years of experience in surveillance roles, along with a strong understanding of financial markets and regulatory requirements. Join this dynamic team to promote fair outcomes and ensure compliance.

Benefits

Professional development opportunities

Flexible working environment

Inclusivity and diversity initiatives

Qualifications

• Minimum of 5 years of experience in surveillance, forex/bond market operations, or trading desk roles.
• Strong understanding of market abuse risks and regulatory frameworks.

Responsibilities

• Perform trade surveillance and escalate potential market abuse alerts.
• Support strategic initiatives for next-generation surveillance capabilities.
• Build strong relationships with stakeholders and promote best practices.

Skills

Analysis of trade alerts

Understanding of financial markets

Surveillance monitoring

Investigative mindset

Education

Graduation degree

Job description

As a VICE PRESIDENT - COMPLIANCE SURVEILLANCE at HSBC India, your role involves supporting the India Compliance team in conducting surveillance activities to identify instances of market abuse or misconduct within the forex and fixed income markets. You will be responsible for analyzing alerts from automated trade surveillance systems, conducting manual surveillance controls, and contributing to enhancing investigatory capabilities by identifying new data sources and investigative techniques.Your key responsibilities will include performing trade surveillance, escalating potential market abuse alerts, supporting strategic initiatives for next-generation surveillance capabilities, building strong relationships with stakeholders, and promoting best practices within the Surveillance function. Additionally, you are expected to have a strong understanding of financial markets, market abuse risks, and relevant regulatory frameworks, with experience in surveillance monitoring or investigative functions being preferable.To excel in this role, you should possess a minimum of a Graduation degree and at least 5 years of experience in surveillance, forex/bond market operations, or trading desk roles. An inquisitive and investigative mindset, willingness to learn and develop, and a collaborative approach to team dynamics are essential for success in this position.HSBC is committed to creating a workplace culture where all employees are valued, respected, and provided with opportunities for continuous professional development. The organization emphasizes flexibility, inclusivity, and diversity to foster a supportive working environment for its employees. Personal data shared during the employment application process will be handled in accordance with the Bank's Privacy Statement.Join HSBC India's Compliance Surveillance team to contribute to safeguarding customers, promoting fair outcomes, and ensuring compliance with regulatory requirements in the dynamic financial landscape.,

• Job Tags regulatory compliance, fixed income, forex

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