Senior Regulatory Compliance Manager — Asset Management

PIMCO; Singapore; On-site; SGD 80,000 - 120,000; Full time

Job summary

A leading asset management firm in Singapore is seeking an experienced Regulatory Compliance Manager. The role involves developing and updating compliance policies, conducting training, and ensuring adherence to regulations. Candidates should have 5-8 years of experience in compliance within financial services, preferably asset management. Strong analytical skills, effective communication, and the ability to work under pressure are essential. This position offers a dynamic work environment and the opportunity to engage with multiple compliance initiatives.

Qualifications

• 5 - 8 years of experience in compliance and financial services, preferably in asset management.
• Degree qualified in a finance, accounting, or law discipline.
• Good understanding of global and local asset management regulations.

Responsibilities

• Develop and update Compliance policies.
• Conduct Compliance training for employees.
• Manage license applications and related reporting requirements.
• Review marketing materials for regulatory compliance.
• Conduct Compliance monitoring and testing.

Skills

Compliance Policies Development

Regulatory Reporting

Analytical Skills

Interpersonal Skills

Problem Solving

Teamwork

Time Management

Education

Degree in finance/accounting/law

Job description

A leading asset management firm in Singapore is seeking an experienced Regulatory Compliance Manager. The role involves developing and updating compliance policies, conducting training, and ensuring adherence to regulations. Candidates should have 5-8 years of experience in compliance within financial services, preferably asset management. Strong analytical skills, effective communication, and the ability to work under pressure are essential. This position offers a dynamic work environment and the opportunity to engage with multiple compliance initiatives.