Senior Associate, Regulatory Compliance (Ongoing Compliance Services)

IQEQ; Singapore; On-site; SGD 40,000 - 70,000; Full time

Job summary

Uma empresa de serviços de investimento em Singapura está buscando um consultor de conformidade para gerenciar um portfólio diversificado de clientes. O candidato ideal deve ter uma licenciatura relevante e experiência em conformidade regulatória, além de habilidades de comunicação eficazes. A empresa promove um ambiente inclusivo e diversas oportunidades de desenvolvimento profissional.

Qualifications

• Candidatos devem ter licenciatura em negócios, contabilidade, direito ou áreas relevantes.
• Experiência em conformidade regulatória ou auditoria interna será uma vantagem.
• Atenção a detalhes e excelente comunicação são essenciais.

Responsibilities

• Gerenciar um portfólio de clientes.
• Prestar serviços de consultoria e assessoria a clientes.
• Revisar e submeter documentos de conformidade e relatórios.

Skills

Comunicação

Detalhista

Trabalho em equipe

Education

Licenciatura em Negócios, Contabilidade ou Direito

Job description

Company Description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

Job Description

• Manage a portfolio of clients
• Provide advisory and consultancy services to clients
• Submit and/or review of regulatory filings and notifications
• Liaise and correspond with MAS and auditors
• Periodic compliance reporting to senior management or board of directors
• Provide or review compliance manual
• Provide or review compliance checklists, registers, and calendar
• Prepare and review regulatory returns and forms
• Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks
• Other ad-hoc duties as the need arise

Qualifications

• Bachelor’s Degree in Business, Accounting, Law and any other relevant degrees
• Experience in regulatory compliance or internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage.
• Meticulous and detailed-oriented
• Excellent communication and interpersonal skills
• Organised and self-disciplined;
• A team player with strong oral, written, and interpersonal communication skill.
• Junior candidate will be hired at Associate level
• Due to lack of work visa availability,this role is open to Singapore Citizens and Permanent Residents (PRs) only.

Additional Information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

For further information, and to apply, please visit our website via the “Apply” button below.