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*NEW* 6 Months contract Compliance Lead - Asset Management

AMBITION GROUP SINGAPORE PTE. LTD.

Singapore

On-site

SGD 70,000 - 90,000

Full time

2 days ago
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Job summary

A leading compliance consulting firm in Singapore is seeking a Compliance Officer with at least 5 years of experience in the asset management sector. The successful candidate will maintain licensing obligations, advise on regulatory changes, and engage with business teams to ensure compliance. Strong analytical skills and the ability to simplify complex concepts are required for this role, alongside competency in risk management and financial compliance.

Qualifications

  • 5 years in compliance within asset management or investment firms.
  • Familiarity with fund management processes and financial crime prevention.
  • Understanding of risk management, internal controls, and compliance standards.

Responsibilities

  • Maintain MAS licensing obligations and ensure compliance policies.
  • Provide compliance advice on regulatory changes.
  • Engage with teams to monitor initiatives and compliance needs.
  • Prepare board materials and compliance reports.
  • Manage compliance breaches and support remediation efforts.
  • Deliver compliance training for new joiners.

Skills

Compliance expertise
Attention to detail
Problem-solving skills
Ability to simplify complex concepts
Team collaboration
Job description
Key Responsibilities
  • Maintain MAS licensing obligations and ensure local compliance policies align with global standards.
  • Provide clear, practical compliance advice to business leaders on regulatory changes and day-to-day queries.
  • Engage with business teams to monitor new initiatives and address compliance needs promptly.
  • Prepare essential board/committee materials and monthly compliance reports for Global Compliance.
  • Execute monitoring plans and review marketing/distribution activities for compliance.
  • Manage compliance breaches and support remediation efforts.
  • Deliver compliance training for new joiners and refreshers for existing staff.
  • Other ad hoc duties as assigned
Key Qualifications
  • 5 years in compliance within asset management or investment firms.
  • Familiarity with fund management processes (investment, trade compliance, sales & marketing) and financial crime prevention (AML, ABC, fraud, sanctions).
  • Understanding of risk management, internal controls, and compliance standards.
  • Ability to simplify complex compliance concepts for non-specialists.
  • Strong attention to detail, problem-solving, and ability to work independently.
  • Comfortable working with different teams and stakeholders.
  • Quick learner who can manage priorities effectively in a short-term role.

Interested applicants please send your resume in MS Words format and attention it to Tan Joanna (R1104661)

Short listed candidates will be notified

www.ambition.com.sg

EA Registration Number: R1104661

Data provided is for recruitment purposes only

Business Registration Number: 200611680D. Licence Number: 10C5117

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