Head of Compliance, Singapore Fintech & Trading

Hudson; Singapore; On-site; SGD 120,000 - 160,000; Full time

Job summary

An established APAC HQ investment bank is seeking a seasoned compliance professional to spearhead regulatory efforts and licensing activity for their new digital brokerage platform in Singapore. This role will report to the CEO, focusing on compliance program establishment and risk oversight while engaging with external stakeholders. Ideal candidates should have over 10 years of experience in compliance, particularly in retail brokerage, and familiarity with Singapore's capital markets regulations.

Qualifications

• Proven ability to engage confidently with C-level stakeholders.
• Thorough knowledge of Singapore’s capital markets regulatory regime.
• Comfortable working in early-stage, build-from-scratch environments.

Responsibilities

• Lead the full cycle of licensing efforts for Singapore's regulatory framework.
• Create and implement comprehensive compliance programs aligned with laws.
• Design procedures for risk detection, conduct assessments monthly.

Skills

Regulatory acumen

Stakeholder engagement

Analytical thinking

Risk management principles

Team leadership

Education

Certifications such as ICA or CAMS

10+ years of relevant experience

Job description

An established APAC HQ investment bank is seeking a seasoned compliance professional to spearhead regulatory efforts and licensing activity for their new digital brokerage platform in Singapore. This role will report to the CEO, focusing on compliance program establishment and risk oversight while engaging with external stakeholders. Ideal candidates should have over 10 years of experience in compliance, particularly in retail brokerage, and familiarity with Singapore's capital markets regulations.