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A leading research platform is looking for a Head of Compliance to shape compliance strategy and lead regulatory engagement as the first hire in Singapore. The ideal candidate will have over 6 years of experience in compliance roles, particularly in startup or fintech environments, and will operate with high autonomy. This position offers flexible, remote-first work and the opportunity to make significant company-wide decisions in a rapidly growing firm.
Our client, a next-generation research platform leveraging AI to support investment decision-making, is hiring their first Singapore hire to lead the compliance function.
This role reports directly to the CEO and offers a rare opportunity to shape compliance from the ground up in a high-growth, technology-driven environment.
Your top priorities will include:
Design and implement the end-to-end compliance program, including policies, controls, training, conflicts-of-interest, personal trading, and audit-ready governance.
Lead compliance engagement with fund and institutional clients, vendor due diligence, approvals, and review of all client-facing materials.
Partner with research, product, and engineering to translate regulatory requirements into scalable, technology-enabled workflows, while coordinating external counsel as needed.
The ideal candidate should have:
What's in it for you:
Think this sounds exciting? Feel free to reach out to me at [HIDDEN TEXT] and we can have a confidential chat.
Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R24121689 | Desiree Low Sher Rae