FAA Investigation Specialist - Compliance & Risk

300005 Chief Executive's Office_00002555; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A leading financial services firm is seeking an Associate, Financial Advisers Act Investigation Specialist in Singapore. The role involves conducting thorough investigations into breaches of financial regulations and collaborating with various stakeholders. Candidates should possess a diploma or degree in relevant fields and have strong analytical and investigative skills. This position offers a competitive salary and is ideal for those who are passionate about upholding compliance standards in the banking sector.

Benefits

Competitive salary

Benefits package

Dynamic environment for professional growth

Qualifications

• Diploma/Degree in finance, law, accounting, or relevant professional certifications.
• Experience in financial investigations or compliance would be an advantage.
• Strong knowledge of the Financial Advisers Act and related regulations.

Responsibilities

• Conduct thorough investigations into potential breaches of the Financial Advisers Act.
• Gather evidence and interview clients and financial advisors.
• Prepare detailed investigation reports with findings and recommendations.

Skills

Analytical skills

Investigative skills

Problem-solving skills

Knowledge of Financial Advisers Act

Education

Diploma/Degree in finance, law, accounting, or related field

Tools

Microsoft applications

Job description

A leading financial services firm is seeking an Associate, Financial Advisers Act Investigation Specialist in Singapore. The role involves conducting thorough investigations into breaches of financial regulations and collaborating with various stakeholders. Candidates should possess a diploma or degree in relevant fields and have strong analytical and investigative skills. This position offers a competitive salary and is ideal for those who are passionate about upholding compliance standards in the banking sector.